Peter E. Haas Jr. - 31 Jan 2023 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
09 Jan 2024, 17:35:01 UTC
Prior SEC filing
06 Jan 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Joan L. Grant as Attorney-in-fact for Peter E. Haas, Jr.

Key filing fact

Peter E. Haas Jr. filed Form 4 for LEVI STRAUSS & CO (LEVI) on 09 Jan 2024.

Key facts

  • This page summarizes Peter E. Haas Jr.'s Form 4 filing for LEVI STRAUSS & CO (LEVI).
  • 1 reported transaction and 4 derivative rows are listed below.
  • Accepted by SEC: 09 Jan 2024, 17:35.

Change

  • Previous filing in this sequence was filed on 06 Jan 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LEVI transaction Derivative

Class B Common Stock

Gift

Transaction value
$0
Shares
-14,952
Change %
-0.3%
Price
$0.000000
Shares after
5,050,357
Date
31 Jan 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
14,952
Exercise price
Footnotes
F1
LEVI holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
0
Date
31 Jan 2023
Ownership
See Footnote
Underlying class
Class A Common Stock
Underlying amount
Exercise price
Footnotes
F1, F2
LEVI holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,082,740
Date
31 Jan 2023
Ownership
See Footnote
Underlying class
Class A Common Stock
Underlying amount
Exercise price
Footnotes
F1, F3
LEVI holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
400,000
Date
31 Jan 2023
Ownership
See Footnote
Underlying class
Class A Common Stock
Underlying amount
Exercise price
Footnotes
F1, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Peter E. Haas Jr. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 4 footnotes

Footnote F1

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Footnote F2

Peter E. Haas Jr. previously reported shares of Class B Common Stock on behalf of the Peter E. Haas Jr. Family Fund (the "Family Fund"), in his capacity as its Vice-President. Mr. Haas has resigned as Vice President of the Family Fund, and will no longer report the shares owned by the Family Fund. The Family Fund is now filing its own Form 3 to report the ownership of these shares. Mr. Haas disclaims beneficial ownership of these shares.

Footnote F3

The shares are held by trusts, of which Mr. Haas is trustee, for the benefit of others. Mr. Haas disclaims beneficial ownership of these shares.

Footnote F4

The shares are held by Mr. Haas' spouse. Mr. Haas disclaims beneficial ownership of these shares.

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