Barry Buckland - 02 Jan 2024 Form 4 Insider Report for DYADIC INTERNATIONAL INC (DYAI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Jan 2024, 20:02:40 UTC
Prior SEC filing
05 Jan 2023
Next SEC filing
13 Jun 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ping Rawson, attorney-in-fact

Key filing fact

Barry Buckland filed Form 4 for DYADIC INTERNATIONAL INC (DYAI) on 04 Jan 2024.

Key facts

  • This page summarizes Barry Buckland's Form 4 filing for DYADIC INTERNATIONAL INC (DYAI).
  • 4 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 04 Jan 2024, 20:02.

Change

  • Previous filing in this sequence was filed on 05 Jan 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DYAI transaction

Common Stock

Options Exercise

Transaction value
Shares
+27,174
Change %
Price
Shares after
27,174
Date
03 Jan 2024
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DYAI transaction Derivative

Stock Option

Award

Transaction value
$0
Shares
+50,000
Change %
Price
$0.000000
Shares after
50,000
Date
02 Jan 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
50,000
Exercise price
$1.59
Footnotes
F2
DYAI transaction Derivative

Restricted Stock Unit

Award

Transaction value
$0
Shares
+23,585
Change %
Price
$0.000000
Shares after
23,585
Date
02 Jan 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
23,585
Exercise price
Footnotes
F1, F3, F4
DYAI transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-27,174
Change %
-100%
Price
$0.000000*
Shares after
0
Date
03 Jan 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
27,174
Exercise price
Footnotes
F1, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Footnote F2

Annual grant of stock options.

Footnote F3

Receipt of restricted stock units as a result of reduction in directors' cash compensation.

Footnote F4

The restricted stock units will be settled 100% in Issuer's common stock when vested upon one year of service as a member of the board of directors.

Footnote F5

The restricted stock units previously issued and vested upon one year of service were settled 100% in Issuer's common stock.

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