Deborah D. McWhinney - 02 Jan 2024 Form 4 Insider Report for S&P Global Inc. (SPGI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Jan 2024, 19:55:24 UTC
Prior SEC filing
28 Apr 2023
Next SEC filing
01 Apr 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Alma Montanez, Attorney-in-Fact

Key filing fact

Deborah D. McWhinney filed Form 4 for S&P Global Inc. (SPGI) on 04 Jan 2024.

Key facts

  • This page summarizes Deborah D. McWhinney's Form 4 filing for S&P Global Inc. (SPGI).
  • 1 reported transaction and 2 derivative rows are listed below.
  • Accepted by SEC: 04 Jan 2024, 19:55.

Change

  • Previous filing in this sequence was filed on 28 Apr 2023.
  • Current net transaction value: +$179,295.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SPGI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,736
Date
02 Jan 2024
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SPGI transaction Derivative

Phantom Stock Units

Award

Transaction value
$179,295
Shares
+411
Change %
+93%
Price
$436.39
Shares after
853
Date
02 Jan 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
411
Exercise price
$0.000000
Footnotes
F1, F2
SPGI holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
477
Date
02 Jan 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
477
Exercise price
$0.000000
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2024.

Footnote F2

The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Footnote F3

Each restricted stock unit represents a contingent right to receive one share of SPGI Common Stock.

Footnote F4

Acquired as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among IHS Markit Ltd. ("IHS Markit"), S&P Global Inc. ("SPGI") and Sapphire Subsidiary, Ltd. (the "Merger Agreement"). Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

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