Donnelly A. Bohan - 31 Dec 2023 Form 4 Insider Report for Nauticus Robotics, Inc. (KITT)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
03 Jan 2024, 21:44:08 UTC
Prior SEC filing
11 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Donnelly Bohan

Key filing fact

Donnelly A. Bohan filed Form 4 for Nauticus Robotics, Inc. (KITT) on 03 Jan 2024.

Key facts

  • This page summarizes Donnelly A. Bohan's Form 4 filing for Nauticus Robotics, Inc. (KITT).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 03 Jan 2024, 21:44.

Change

  • Previous filing in this sequence was filed on 11 May 2023.
  • Current net transaction value: -$11,748.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KITT transaction

Common Stock

Options Exercise

Transaction value
Shares
+68,554
Change %
+102%
Price
Shares after
135,875
Date
31 Dec 2023
Ownership
Direct
Footnotes
F1
KITT transaction

Common Stock

Sale

Transaction value
$11,748
Shares
-18,357
Change %
-14%
Price
$0.6400
Shares after
117,518
Date
02 Jan 2024
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KITT transaction Derivative

Performance RSU

Options Exercise

Transaction value
$0
Shares
-134,420
Change %
-50%
Price
$0.000000
Shares after
134,420
Date
31 Dec 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
134,420
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

Footnote F2

0% to 150% of these Performance RSUs may vest in two (2) equal installments on each of December 31, 2023 and December 31, 2024, based the Company's revenue.

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