Key facts
- This page summarizes Harper Troy's Form 4 filing for HomeStreet, Inc. (HMST).
- 7 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 03 Jan 2024, 21:24.
Harper Troy - 01 Jan 2024 Form 4 Insider Report for HomeStreet, Inc. (HMST)
- Reporting relationship
- EVP & CIO
- Issuer ticker
- HMST
- Reported as of
- 01 Jan 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 03 Jan 2024, 21:24:45 UTC
- Prior SEC filing
- 04 May 2023
- Next SEC filing
- 05 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Godfrey B. Evans, Attorney-in-Fact for Troy Harper
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Harper Troy filed Form 4 for HomeStreet, Inc. (HMST) on 03 Jan 2024.
Change
- Previous filing in this sequence was filed on 04 May 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HMST
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +566
- Change %
- +3.9%
- Price
- Shares after
- 14,979
- Date
- 01 Jan 2024
- Ownership
- Direct
- Footnotes
- F1
HMST
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +387
- Change %
- +2.6%
- Price
- Shares after
- 15,366
- Date
- 01 Jan 2024
- Ownership
- Direct
- Footnotes
- F1
HMST
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +906
- Change %
- +5.9%
- Price
- Shares after
- 16,272
- Date
- 01 Jan 2024
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HMST
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +8,564
- Change %
- Price
- $0.000000
- Shares after
- 8,564
- Date
- 01 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,564
- Exercise price
- Footnotes
- F1, F2
HMST
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -566
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 566
- Exercise price
- Footnotes
- F1, F3
HMST
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -387
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 388
- Date
- 01 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 387
- Exercise price
- Footnotes
- F1, F4
HMST
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -906
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 1,814
- Date
- 01 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 906
- Exercise price
- Footnotes
- F1, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
Footnote F2
On January 1, 2024, the reporting person was granted 8,564 RSUs, of which 2,854 shares vest on January 1, 2025 and 2,855 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Footnote F3
On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022 and 566 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Footnote F4
On January 1, 2022, the reporting person was granted 1,162 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Footnote F5
On January 1, 2023, the reporting person was granted 2,720 RSUs, of which 906 shares vest on January 1, 2024 and 907 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.