Dane E. Holmes - 29 Dec 2023 Form 4 Insider Report for KKR & Co. Inc. (KKR)

Reporting relationship: Chief Administrative Officer
Issuer ticker: KKR
Reported as of: 29 Dec 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 03 Jan 2024, 20:32:32 UTC
Prior SEC filing: 04 Oct 2023
Source filing: View source filing
Reporting owner signature: /s/ Christopher Lee, Attorney-in-fact

Key filing fact

Dane E. Holmes filed Form 4 for KKR & Co. Inc. (KKR) on 03 Jan 2024.

Key facts

This page summarizes Dane E. Holmes's Form 4 filing for KKR & Co. Inc. (KKR).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 03 Jan 2024, 20:32.

Change

Previous filing in this sequence was filed on 04 Oct 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KKR transaction Derivative

Restricted Holdings Units

Award

Transaction value: $0
Shares: +400,000
Change %
Price: $0.000000
Shares after: 400,000
Date: 29 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 400,000
Exercise price
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents 400,000 restricted holdings units granted pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, 200,000 of which will vest in six equal installments commencing on October 1, 2024 and then each May 1st from May 1, 2025 through May 1, 2029, subject to continued service through each respective vesting date, and another 200,000 of which are subject to market price and cliff service vesting conditions based on average prices of KKR & Co. Inc. common stock ranging from $95.80 to $135.80 and the Reporting Person's continued service until December 31, 2028, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2028 and December 31, 2029).

Footnote F2

Upon vesting, subject to certain conditions, the Reporting Person may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc.