Key facts
- This page summarizes James S. Allen's Form 4 filing for DISH Network CORP.
- 5 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 03 Jan 2024, 19:54.
James S. Allen - 31 Dec 2023 Form 4 Insider Report for DISH Network CORP
- Reporting relationship
- SVP, CHIEF ACCOUNTING OFFICER
- Issuer ticker
- N/A
- Reported as of
- 31 Dec 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 03 Jan 2024, 19:54:45 UTC
- Prior SEC filing
- 26 Jul 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ James S. Allen, by Timothy A. Messner, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
James S. Allen filed Form 4 for DISH Network CORP on 03 Jan 2024.
Change
- Previous filing in this sequence was filed on 26 Jul 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
DISH
transaction
Class A Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,912
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 31 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F2
DISH
transaction
Class A Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -266
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 31 Dec 2023
- Ownership
- I
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
DISH
transaction
Derivative
Employee Stock Option (Right To Buy)
Disposed to Issuer
- Transaction value
- Shares
- -10,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 31 Dec 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 10,000
- Exercise price
- $20.00
- Footnotes
- F2, F4
DISH
transaction
Derivative
Employee Stock Option (Right To Buy)
Disposed to Issuer
- Transaction value
- Shares
- -40,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 31 Dec 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 40,000
- Exercise price
- $20.00
- Footnotes
- F2, F5
DISH
transaction
Derivative
Employee Stock Option (Right To Buy)
Disposed to Issuer
- Transaction value
- Shares
- -20,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 31 Dec 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 20,000
- Exercise price
- $20.00
- Footnotes
- F2, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
James S. Allen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 6 footnotes
Footnote F1
Includes shares acquired under the Company's Employee Stock Purchase Plan.
Footnote F2
Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").
Footnote F3
By 401(K).
Footnote F4
40% of the shares underlying these options vested immediately upon the grant date. The remaining 60% of the shares underlying these options vest 20% per year on each of July 1, 2023, July 1, 2024 and July 1, 2025. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.
Footnote F5
The shares underlying these options vest 20% per year on each of July 1, 2023, July 1, 2024, July 1, 2025, July 1, 2026 and July 1, 2027. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.
Footnote F6
The grant is subject to achievement of certain performance criteria prior to December 31, 2026 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.