Theodore L. Koenig - 22 Dec 2021 Form 4 Insider Report for AdTheorent Holding Company, Inc.

Reporting relationship: 10%+ Owner
Issuer ticker: N/A
Reported as of: 22 Dec 2021
Net transaction value: +$5,000,000
SEC form: 4
Accepted by SEC: 28 Dec 2021, 17:39:37 UTC
Prior SEC filing: 21 Dec 2021
Next SEC filing: 05 Dec 2025
Source filing: View source filing
Reporting owner signature: Theodore L. Koenig, by Nelson Mullins Riley & Scarborough with Power of Attorney

Key filing fact

Theodore L. Koenig filed Form 4 for AdTheorent Holding Company, Inc. on 28 Dec 2021.

Key facts

This page summarizes Theodore L. Koenig's Form 4 filing for AdTheorent Holding Company, Inc..
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 28 Dec 2021, 17:39.

Change

Previous filing in this sequence was filed on 21 Dec 2021.
Current net transaction value: +$5,000,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ADTH transaction

Common stock

Conversion of derivative security

Transaction value
Shares: +7,873,250
Change %: +654%
Price
Shares after: 9,077,691
Date: 22 Dec 2021
Ownership: See Footnote
Footnotes: F1, F2

ADTH transaction

Common stock

Purchase

Transaction value: $5,000,000
Shares: +500,000
Change %: +5.5%
Price: $10.00^*
Shares after: 9,577,691
Date: 22 Dec 2021
Ownership: See Footnote
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ADTH transaction Derivative

Class B common stock

Conversion of derivative security

Transaction value
Shares: -7,873,250
Change %: -100%
Price
Shares after: 0
Date: 22 Dec 2021
Ownership: See Footnote
Underlying class: Class A Common Stock
Underlying amount: 7,873,250
Exercise price
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

As described in the Issuer's registration statement on Form S-1 (File No. 333-252607), under the heading "Description of Securities - Founder Shares", upon consummation of the Issuer's initial business combination, the shares of Class B common stock converted into shares of common stock on a one-for-one basis. The Issuer's initial business combination was consummated on December 22, 2021.

Footnote F2

The 7,873,250 shares are held by MCAP Acquisition, LLC, the sponsor of the Issuer (the "Sponsor"). The manager of the Sponsor is Monroe Capital Management Advisors, LLC ("MCMA"). Theodore L. Koenig may be deemed to beneficially own shares held by the Sponsor by virtue of his control over MCMA, but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Footnote F3

Consists of 500, 000 shares acquired by certain funds (the "Funds") managed by Monroe Capital LLC and/or its affiliates ("Monroe") pursuant to a PIPE investment in connection with the completion of the Issuer's initial business combination. Mr. Koenig is the Chief Executive Officer of Monroe. By reason of the provisions of Rules 13d-3 and 16a-1 under the Securities Exchange Act of 1934, as amended, Mr. Koenig may be deemed to be the beneficial owner of the securities beneficially owned by the Funds. The filing of this statement shall not be deemed an admission that Mr. Koenig is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. Mr. Koenig hereby disclaims beneficial ownership of all such securities, except to the extent of any indirect pecuniary interest therein.