Key facts
- This page summarizes Keith Jaffee's Form 4 filing for Pinstripes Holdings, Inc. (PNST).
- 5 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 03 Jan 2024, 16:34.
Keith Jaffee - 29 Dec 2023 Form 4 Insider Report for Pinstripes Holdings, Inc. (PNST)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- PNST
- Reported as of
- 29 Dec 2023
- Net transaction value
- +$1,350,000
- SEC form
- 4
- Accepted by SEC
- 03 Jan 2024, 16:34:35 UTC
- Prior SEC filing
- 21 Dec 2023
- Next SEC filing
- 23 Jan 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Keith Jaffee
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Keith Jaffee filed Form 4 for Pinstripes Holdings, Inc. (PNST) on 03 Jan 2024.
Change
- Previous filing in this sequence was filed on 21 Dec 2023.
- Current net transaction value: +$1,350,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BYN
transaction
Class A Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -2,706,406
- Change %
- -39%
- Price
- Shares after
- 4,193,594
- Date
- 29 Dec 2023
- Ownership
- By Banyan Acquisition Sponsor LLC
- Footnotes
- F1
BYN
transaction
Class A Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -1,596,832
- Change %
- -38%
- Price
- Shares after
- 2,596,762
- Date
- 29 Dec 2023
- Ownership
- By Banyan Acquisition Sponsor LLC
- Footnotes
- F2
BYN
transaction
Class A Common Stock
Award
- Transaction value
- $1,350,000
- Shares
- +168,750
- Change %
- Price
- $8.00
- Shares after
- 168,750
- Date
- 29 Dec 2023
- Ownership
- By various trusts of which the Reporting Person is trustee
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BYN
transaction
Derivative
Class B-1 Shares
Award
- Transaction value
- Shares
- +896,104
- Change %
- Price
- Shares after
- 896,104
- Date
- 29 Dec 2023
- Ownership
- By Banyan Acquisition Sponsor LLC
- Underlying class
- Class A Common Stock
- Underlying amount
- 896,104
- Exercise price
- Footnotes
- F2, F3
BYN
transaction
Derivative
Class B-2 Shares
Award
- Transaction value
- Shares
- +896,103
- Change %
- Price
- Shares after
- 896,103
- Date
- 29 Dec 2023
- Ownership
- By Banyan Acquisition Sponsor LLC
- Underlying class
- Class A Common Stock
- Underlying amount
- 896,103
- Exercise price
- Footnotes
- F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
In connection with the merger between Banyan Acquisition Corporation. ("Banyan") and Pinstripes, Inc. ("Pinstripes"), 2,706,406 shares of Class A Common Stock ("Class A Shares") were forfeited for no consideration.
Footnote F2
Pursuant to the second amended and restated certificate of incorporation of Banyan ("Certificate of Incorporation"), 1,596,832 Class A Shares were reissued as 798,417 shares of Class B-1 Stock ("Class B-1 Shares") and 798,415 shares of Class B-2 Stock ("Class B-2 Shares"), each of which will automatically convert into Class A Shares upon achievement of a Class A Share trading price of $12.00 and $14.00, respectively.
Footnote F3
Includes 97,687 shares of Class B Common Stock ("Class B Shares") which, pursuant to the Certificate of Incorporation, became subject to the stock price vesting and automatic conversion provisions as Class B- 1 Shares.
Footnote F4
Includes 97,688 Class B Shares which, pursuant to the Certificate of Incorporation, became subject to the stock price vesting and automatic conversion provisions as Class B-2 Shares.