Leonardo M. Trautwein - 15 Mar 2023 Form 4 Insider Report for KNOW LABS, INC. (KNW)

Reporting relationship
Chief Marketing Officer
Issuer ticker
KNW
Reported as of
15 Mar 2023
Net transaction value
+$5,039
Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
16 Mar 2023, 09:01:06 UTC
Prior SEC filing
13 Jun 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Leonardo M. Trautwein

Key filing fact

Leonardo M. Trautwein filed Form 4 for KNOW LABS, INC. (KNW) on 16 Mar 2023.

Key facts

  • This page summarizes Leonardo M. Trautwein's Form 4 filing for KNOW LABS, INC. (KNW).
  • 1 reported transaction and 4 derivative rows are listed below.
  • Accepted by SEC: 16 Mar 2023, 09:01.

Change

  • Previous filing in this sequence was filed on 13 Jun 2022.
  • Current net transaction value: +$5,039.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KNW transaction

Common Stock

Purchase

Transaction value
$5,039
Shares
+6,000
Change %
+43%
Price
$0.8399
Shares after
19,980
Date
15 Mar 2023
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KNW holding Derivative

Option to Purchase Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
200,000
Date
15 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
200,000
Exercise price
$2.04
Footnotes
F1
KNW holding Derivative

Option to Purchase Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
100,000
Date
15 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
100,000
Exercise price
$2.35
Footnotes
F2
KNW holding Derivative

Option to Purchase Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
100,000
Date
15 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
100,000
Exercise price
$2.09
Footnotes
F3
KNW holding Derivative

Option to Purchase Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
600,000
Date
15 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
600,000
Exercise price
$1.48
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Options vest quarterly over four years. No vesting during first 6 months.

Footnote F2

Options vest upon FDA approval

Footnote F3

Options vest quarterly over four years.

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