Key facts
- This page summarizes Phillip A. Bosua's Form 4 filing for KNOW LABS, INC. (KNW).
- 5 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 15 Feb 2023, 10:12.
Phillip A. Bosua - 23 Jan 2023 Form 4 Insider Report for KNOW LABS, INC. (KNW)
- Reporting relationship
- Former CEO and President, 10%+ Owner
- Issuer ticker
- KNW
- Reported as of
- 23 Jan 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 15 Feb 2023, 10:12:55 UTC
- Prior SEC filing
- 19 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Phillip A. Bosua
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Phillip A. Bosua filed Form 4 for KNOW LABS, INC. (KNW) on 15 Feb 2023.
Change
- Previous filing in this sequence was filed on 19 Dec 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
KNW
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,005,000
- Date
- 23 Jan 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
KNW
transaction
Derivative
Option to Purchase Common Stock
Other
- Transaction value
- $0
- Shares
- 0
- Change %
- 0%
- Price
- $0.000000*
- Shares after
- 1,000,000
- Date
- 23 Jan 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,000,000
- Exercise price
- $1.28
- Footnotes
- F1, F2
KNW
transaction
Derivative
Option to Purchase Common Stock
Other
- Transaction value
- $0
- Shares
- -1,200,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 23 Jan 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,200,000
- Exercise price
- $1.10
- Footnotes
- F1, F2, F3
KNW
transaction
Derivative
Option to Purchase Common Stock
Other
- Transaction value
- $0
- Shares
- -3,959,795
- Change %
- -93%
- Price
- $0.000000
- Shares after
- 304,600
- Date
- 23 Jan 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,959,795
- Exercise price
- $1.53
- Footnotes
- F1, F3, F4
KNW
transaction
Derivative
Option to Purchase Common Stock
Other
- Transaction value
- $0
- Shares
- -975,000
- Change %
- -75%
- Price
- $0.000000
- Shares after
- 325,000
- Date
- 23 Jan 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 975,000
- Exercise price
- $2.09
- Footnotes
- F1, F5
KNW
transaction
Derivative
Option to Purchase Common Stock
Other
- Transaction value
- $0
- Shares
- -1,250,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 23 Jan 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,250,000
- Exercise price
- $1.41
- Footnotes
- F1, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Phillip A. Bosua is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 6 footnotes
Footnote F1
Pursuant to Separation and Release Agreement dated January 23, 2023, all outstanding Options to Purchase Common Stock have ceased vesting after the Separation Date (01/23/2023) and all vested stock options shall be exercisable for a period of one year after the Separation Date. All unvested options have been cancelled. As a result, the Company and Bosua entered into amended Stock Option Agreements reflecting the aforementioned terms.
Footnote F2
All 1,000,000 options are vested; The expiration date has thus been extended from August 1, 2023 to January 23, 2024.
Footnote F3
All 1,200,000 options have been cancelled.
Footnote F4
304,600 options under the stock option agreement dated December 15, 2020 have vested and 3,959,795 remaining options have been cancelled. The expiration date has been amended to January 23, 2024.
Footnote F5
325,000 options under the stock option agreement dated December 15, 2021 have vested and 975,000 remaining options have been cancelled. The expiration date has been amended to January 23, 2024.
Footnote F6
All 1,250,000 options have been cancelled.