Michael Grissinger - 01 Jan 2024 Form 3 Insider Report for Akari Therapeutics Plc (AKTX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
3
Accepted by SEC
02 Jan 2024, 18:41:51 UTC
Prior SEC filing
24 Aug 2023
Next SEC filing
21 Jun 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Rachelle Jacques, as Attorney-in-Fact for Michael Grissinger

Key filing fact

Michael Grissinger filed Form 3 for Akari Therapeutics Plc (AKTX) on 02 Jan 2024.

Key facts

  • This page summarizes Michael Grissinger's Form 3 filing for Akari Therapeutics Plc (AKTX).
  • 0 reported transactions and 8 derivative rows are listed below.
  • Accepted by SEC: 02 Jan 2024, 18:41.

Change

  • Previous filing in this sequence was filed on 24 Aug 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AKTX holding

Ordinary Shares, par value $0.0001 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
20,000,000
Date
01 Jan 2024
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AKTX holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2024
Ownership
Direct
Underlying class
Ordinary Shares, par value $0.0001 per share
Underlying amount
1,300,000
Exercise price
$0.0347
Footnotes
F1
AKTX holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2024
Ownership
Direct
Underlying class
Ordinary Shares, par value $0.0001 per share
Underlying amount
1,300,000
Exercise price
$0.0208
AKTX holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2024
Ownership
Direct
Underlying class
Ordinary Shares, par value $0.0001 per share
Underlying amount
1,300,000
Exercise price
$0.0207
AKTX holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2024
Ownership
Direct
Underlying class
Ordinary Shares, par value $0.0001 per share
Underlying amount
1,300,000
Exercise price
$0.0218
AKTX holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2024
Ownership
Direct
Underlying class
Ordinary Shares, par value $0.0001 per share
Underlying amount
1,300,000
Exercise price
$0.0173
AKTX holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2024
Ownership
Direct
Underlying class
Ordinary Shares, par value $0.0001 per share
Underlying amount
1,300,000
Exercise price
$0.0100
AKTX holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2024
Ownership
Direct
Underlying class
Ordinary Shares, par value $0.0001 per share
Underlying amount
3,700,000
Exercise price
$0.004800
AKTX holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2024
Ownership
Direct
Underlying class
Ordinary Shares, par value $0.0001 per share
Underlying amount
5,000,000
Exercise price
$0.001700
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Non-qualified stock option granted under the Issuer's 2014 Equity Incentive Plan. The stock option vested and became exercisable in four equal installments of twenty-five percent (25%), with the with the first installment vesting on January 23, 2019 and an additional 25% vesting on each annual anniversary of the vesting date thereafter.

Footnote F2

Non-qualified stock option granted under the Issuer's 2023 Equity Incentive Plan. One-hundred percent (100%) of the stock option vests and becomes exercisable on the date of the Issuer's 2024 Annual General Meeting.

SEC remarks

See Exhibit 24.1 - Power of Attorney

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