Key facts
- This page summarizes Frank Tworecke's Form 3 filing for Greenbrook TMS Inc..
- 0 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 02 Jan 2024, 16:26.
Frank Tworecke - 01 Jan 2024 Form 3 Insider Report for Greenbrook TMS Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 01 Jan 2024
- Net transaction value
- $0
- Reporting owner signature
- /s/William Leonard, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Frank Tworecke filed Form 3 for Greenbrook TMS Inc. on 02 Jan 2024.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GBNH
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 40,000
- Date
- 01 Jan 2024
- Ownership
- See Footnote
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GBNH
holding
Derivative
Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 01 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 5,000
- Exercise price
- $10.00
- Footnotes
- F2
GBNH
holding
Derivative
Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 01 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 5,000
- Exercise price
- $10.13
- Footnotes
- F3, F4
GBNH
holding
Derivative
Deferred Share Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 01 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 251,018
- Exercise price
- $0.000000
- Footnotes
- F5, F6, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
The common shares are directly held by Tworecke Investments LLC, which is a limited liability company wholly owned by the Reporting Person.
Footnote F2
These options were granted pursuant to the Company's Amended Employee Stock Option Plan (the "Stock Option Plan"), as described in the Company's 2022 Meeting Information Circular, filed with the Securities and Exchange Commission on May 23, 2023. The options were granted on October 3, 2018 and fully vested on March 31, 2019 and accordingly, are all exercisable.
Footnote F3
These options were granted pursuant to the Stock Option Plan on February 3, 2020 and vested over a three year period, with one-third vesting on each of the 3 anniversaries of the date of the grant. As of the date hereof, all options are vested and exercisable.
Footnote F4
Converted to USD based on the average daily exchange rate of the Bank of Canada reported on December 29, 2023. Each option may be exercised for a price of $13.40 Canadian dollars.
Footnote F5
These deferred share units ("DSUs") were granted between June 15, 2021 and December 15, 2023 pursuant to the DSU Plan for non-employee directors, as described in the Company's 2022 Meeting Information Circular, filed with the Securities and Exchange Commission on May 23, 2023. The DSUs immediately vest upon grant, but holders thereof are not entitled to receive a payment in respect of the value of their DSUs until their tenure on the board of directors ceases.
Footnote F6
The DSUs do not expire.
Footnote F7
Mr. Tworecke will receive a payment in cash at the fair market value of the common shares represented by his or her DSUs generally within ten days of his elected redemption date. Mr. Tworecke's elected redemption date will not be earlier than the date he ceases to hold all positions with the Company and will not be later than December 31 of the year following the year in which he ceases to hold all positions with the Company.