Key facts
- This page summarizes Charles C. Walden's Form 4 filing for SPECIAL OPPORTUNITIES FUND, INC. (SPE).
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 02 Jan 2024, 15:54.
Charles C. Walden - 28 Dec 2023 Form 4 Insider Report for SPECIAL OPPORTUNITIES FUND, INC. (SPE)
- Reporting relationship
- Director
- Issuer ticker
- SPE
- Reported as of
- 28 Dec 2023
- Net transaction value
- +$23,077
- SEC form
- 4
- Accepted by SEC
- 02 Jan 2024, 15:54:16 UTC
- Prior SEC filing
- 07 Apr 2022
- Next SEC filing
- 21 Mar 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Stephanie Darling, as Power of Attorney for Charles Walden
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Charles C. Walden filed Form 4 for SPECIAL OPPORTUNITIES FUND, INC. (SPE) on 02 Jan 2024.
Change
- Previous filing in this sequence was filed on 07 Apr 2022.
- Current net transaction value: +$23,077.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SPE
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 25,271
- Date
- 28 Dec 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SPE
transaction
Derivative
2.75% Convertible Preferred Stock, Series C
Purchase
- Transaction value
- $22,850
- Shares
- +1,000
- Change %
- +50%
- Price
- $22.85
- Shares after
- 3,000
- Date
- 28 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,363
- Exercise price
- $0.000000
- Footnotes
- F1, F2
SPE
transaction
Derivative
2.75% Convertible Preferred Stock, Series C
Purchase
- Transaction value
- $227
- Shares
- +10
- Change %
- +0.33%
- Price
- $22.70
- Shares after
- 3,010
- Date
- 29 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 14
- Exercise price
- $0.000000
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion ratio that is subject to adjustment. The current conversion ratio is equal to 1.3634 shares of common stock for each share of Preferred Stock held.
Footnote F2
The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to January 21, 2027.