Key facts
- This page summarizes Robert W. Humphreys's Form 4 filing for DELTA APPAREL, INC.
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 Jan 2024, 15:20.
Robert W. Humphreys - 28 Dec 2023 Form 4 Insider Report for DELTA APPAREL, INC
- Reporting relationship
- Chairman and CEO, Director
- Issuer ticker
- N/A
- Reported as of
- 28 Dec 2023
- Net transaction value
- -$216,261
- SEC form
- 4
- Accepted by SEC
- 02 Jan 2024, 15:20:42 UTC
- Prior SEC filing
- 21 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Humphreys, Robert W.
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Robert W. Humphreys filed Form 4 for DELTA APPAREL, INC on 02 Jan 2024.
Change
- Previous filing in this sequence was filed on 21 Dec 2022.
- Current net transaction value: -$216,261.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
DLA
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +42,000
- Change %
- +9.2%
- Price
- $0.000000
- Shares after
- 500,902
- Date
- 28 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F2
DLA
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $155,190
- Shares
- -21,000
- Change %
- -4.2%
- Price
- $7.39
- Shares after
- 479,902
- Date
- 28 Dec 2023
- Ownership
- Direct
- Footnotes
- F3
DLA
transaction
Common Stock
Tax liability
- Transaction value
- $61,071
- Shares
- -8,264
- Change %
- -1.7%
- Price
- $7.39
- Shares after
- 471,638
- Date
- 28 Dec 2023
- Ownership
- Direct
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
DLA
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -42,000
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 42,000
- Date
- 28 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 42,000
- Exercise price
- Footnotes
- F2, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
These shares were acquired in connection with the vesting of service-based restricted stock units. One-half of the vested restricted stock units convert into Delta Apparel, Inc. common stock on a one-for-one basis and the remaining half convert into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units.
Footnote F2
Each restricted stock unit represents the right to receive one share of common stock of Delta Apparel, Inc. or the cash equivalent.
Footnote F3
These shares were disposed of in connection with the conversion of one-half of the 42,000 vested restricted stock units into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units.
Footnote F4
These shares were withheld by Delta Apparel, Inc. for the payment of a tax liability incident to the vesting of the restricted stock units.
Footnote F5
The restricted stock units vested upon the December 28, 2023, filing of the Company's Annual Report on Form 10-K for its fiscal year ended September 30, 2023.