Elizabeth Crain - 22 Dec 2023 Form 4 Insider Report for Moelis & Co (MC)

Reporting relationship: Former Chief Operating Officer
Issuer ticker: MC
Reported as of: 22 Dec 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 27 Dec 2023, 17:21:45 UTC
Prior SEC filing: 26 Sep 2023
Next SEC filing: 20 May 2025
Source filing: View source filing
Reporting owner signature: /s/ Osamu Watanabe as attorney-in-fact for Elizabeth Crain

Key filing fact

Elizabeth Crain filed Form 4 for Moelis & Co (MC) on 27 Dec 2023.

Key facts

This page summarizes Elizabeth Crain's Form 4 filing for Moelis & Co (MC).
4 reported transactions and 4 derivative rows are listed below.
Accepted by SEC: 27 Dec 2023, 17:21.

Change

Previous filing in this sequence was filed on 26 Sep 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MC transaction Derivative

2018 Incentive RSUs

Award

Transaction value: $0
Shares: +64
Change %: +1.1%
Price: $0.000000
Shares after: 6,088
Date: 22 Dec 2023
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 64
Exercise price: $0.000000
Footnotes: F1, F2

MC transaction Derivative

2019 Incentive RSUs

Award

Transaction value: $0
Shares: +212
Change %: +1.1%
Price: $0.000000
Shares after: 20,181
Date: 22 Dec 2023
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 212
Exercise price: $0.000000
Footnotes: F1, F3

MC transaction Derivative

2020 Incentive RSUs

Award

Transaction value: $0
Shares: +158
Change %: +1.1%
Price: $0.000000
Shares after: 15,018
Date: 22 Dec 2023
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 158
Exercise price: $0.000000
Footnotes: F1, F4

MC transaction Derivative

2020 Long Term Incentive Award

Award

Transaction value: $0
Shares: +108
Change %: +1.1%
Price: $0.000000
Shares after: 10,258
Date: 22 Dec 2023
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 108
Exercise price: $0.000000
Footnotes: F1, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Elizabeth Crain is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 5 footnotes

Footnote F1

Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

Footnote F2

Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Footnote F3

Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Footnote F4

Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Footnote F5

Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.