Spiro George Rombotis - 21 Dec 2023 Form 4 Insider Report for Cyclacel Pharmaceuticals, Inc. (CYCC)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
26 Dec 2023, 16:05:23 UTC
Prior SEC filing
03 Jul 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Spiro Rombotis

Key filing fact

Spiro George Rombotis filed Form 4 for Cyclacel Pharmaceuticals, Inc. (CYCC) on 26 Dec 2023.

Key facts

  • This page summarizes Spiro George Rombotis's Form 4 filing for Cyclacel Pharmaceuticals, Inc. (CYCC).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 26 Dec 2023, 16:05.

Change

  • Previous filing in this sequence was filed on 03 Jul 2023.
  • Current net transaction value: +$20,122.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CYCC transaction

Common Stock

Purchase

Transaction value
$20,122
Shares
+6,070
Change %
+9.7%
Price
$3.32
Shares after
68,658
Date
21 Dec 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CYCC transaction Derivative

Warrants (right to buy)

Purchase

Transaction value
$0
Shares
+6,070
Change %
Price
$0.000000
Shares after
6,070
Date
21 Dec 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,070
Exercise price
$3.19
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The Reporting Person purchased unregistered shares of the Issuer's common stock in a private placement, pursuant to a Securities Purchase Agreement between the Reporting Person and the Issuer.

Footnote F2

Each share of common stock was purchased with an accompanying warrant at an aggregate purchase price of $3.315 per share and accompanying warrant.

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