Alex Ko - 08 Dec 2023 Form 4 Insider Report for RBB Bancorp (RBB)

Reporting relationship
EVP/Chief Financial Officer
Issuer ticker
RBB
Reported as of
08 Dec 2023
Net transaction value
-$596,100
Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
22 Dec 2023, 18:42:09 UTC
Prior SEC filing
06 Mar 2023
Next SEC filing
27 Mar 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Alex Ko

Key filing fact

Alex Ko filed Form 4 for RBB Bancorp (RBB) on 22 Dec 2023.

Key facts

  • This page summarizes Alex Ko's Form 4 filing for RBB Bancorp (RBB).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 22 Dec 2023, 18:42.

Change

  • Previous filing in this sequence was filed on 06 Mar 2023.
  • Current net transaction value: -$596,100.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RBB transaction Derivative

Options (right to buy)

Expiration (or cancellation) of long derivative position with value received

Transaction value
$596,100
Shares
-30,000
Change %
-100%
Price
$19.87
Shares after
0
Date
08 Dec 2023
Ownership
Direct
Underlying class
Stock Options
Underlying amount
30,000
Exercise price
$19.87
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

These options vest in five equal installments beginning one year after the 3/01/2023 the grant date.

SEC remarks

Following Alex Ko's resignation on 12/8/2023, his unvested 30,000 stock options have been cancelled.

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