Key facts
- This page summarizes Iain Black's Form 4 filing for EMCORE CORP.
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 22 Dec 2023, 16:14.
Iain Black - 21 Dec 2023 Form 4 Insider Report for EMCORE CORP
- Reporting relationship
- SVP, Operations
- Issuer ticker
- N/A
- Reported as of
- 21 Dec 2023
- Net transaction value
- -$258
- SEC form
- 4
- Accepted by SEC
- 22 Dec 2023, 16:14:40 UTC
- Prior SEC filing
- 20 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- Ryan Hochgesang, attorney in fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Iain Black filed Form 4 for EMCORE CORP on 22 Dec 2023.
Change
- Previous filing in this sequence was filed on 20 Jun 2023.
- Current net transaction value: -$258.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EMKR
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +1,820
- Change %
- +0.96%
- Price
- Shares after
- 191,193
- Date
- 21 Dec 2023
- Ownership
- Direct
- Footnotes
- F1
EMKR
transaction
Common Stock
Tax liability
- Transaction value
- $258
- Shares
- -629
- Change %
- -0.33%
- Price
- $0.4100
- Shares after
- 190,564
- Date
- 21 Dec 2023
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
EMKR
transaction
Derivative
Restricted Stock Units (RSUs)
Options Exercise
- Transaction value
- Shares
- -1,820
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 21 Dec 2023
- Ownership
- Direct
- Underlying class
- Emcore Common Stock
- Underlying amount
- 1,820
- Exercise price
- Footnotes
- F1, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
Footnote F2
Represents the number of shares required to be withheld in accordance with the terms of the applicable restricted stock unit award agreement and Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein.
Footnote F3
Each restricted stock unit represented a contingent right to receive one share of Emcore common stock.
Footnote F4
On December 21, 2019, the Reporting Person was granted 7,280 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.