Owl Creek Asset Management, L.P. - 20 Dec 2023 Form 4 Insider Report for OCA Acquisition Corp.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
22 Dec 2023, 07:59:41 UTC
Prior SEC filing
10 Oct 2023
Next SEC filing
02 May 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Owl Creek Asset Management, L.P. By: /s/ Owl Creek GP, L.L.C., its general partner By: /s/ Jeffrey A. Altman, Managing Member

Key filing fact

Owl Creek Asset Management, L.P. filed Form 4 for OCA Acquisition Corp. on 22 Dec 2023.

Key facts

  • This page summarizes Owl Creek Asset Management, L.P.'s Form 4 filing for OCA Acquisition Corp..
  • 3 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 22 Dec 2023, 07:59.

Change

  • Previous filing in this sequence was filed on 10 Oct 2023.
  • Current net transaction value: -$5,346,634.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OCAX transaction

Class A Common Stock, par value $0.0001 per share

Sale

Transaction value
$1,620,000
Shares
-150,000
Change %
-25%
Price
$10.80
Shares after
450,000
Date
20 Dec 2023
Ownership
See footnote
Footnotes
F1
OCAX transaction

Class A Common Stock, par value $0.0001 per share

Sale

Transaction value
$810,000
Shares
-75,000
Change %
-17%
Price
$10.80
Shares after
375,000
Date
21 Dec 2023
Ownership
See footnote
Footnotes
F1
OCAX transaction

Class A Common Stock, par value $0.0001 per share

Sale

Transaction value
$2,916,634
Shares
-270,309
Change %
-72%
Price
$10.79
Shares after
104,691
Date
21 Dec 2023
Ownership
See footnote
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Owl Creek Asset Management, L.P. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

The securities to which this filing relates are held directly by Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership, to which Owl Creek Asset Management, L.P., a Delaware limited partnership (the "Investment Manager"), serves as investment manager. Jeffrey A. Altman ("Mr. Altman") is the managing member of the general partner of the Investment Manager. Each of the Investment Manager and Mr. Altman disclaims beneficial ownership of the securities to which this filing relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of his or its pecuniary interest therein, if any.

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