Key facts
- This page summarizes Carleton M. Miller's Form 4 filing for Vislink Technologies, Inc. (VISL).
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 21 Dec 2023, 19:30.
Carleton M. Miller - 19 Dec 2023 Form 4 Insider Report for Vislink Technologies, Inc. (VISL)
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- VISL
- Reported as of
- 19 Dec 2023
- Net transaction value
- -$137,728
- SEC form
- 4
- Accepted by SEC
- 21 Dec 2023, 19:30:12 UTC
- Prior SEC filing
- 28 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ira Kotel, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Carleton M. Miller filed Form 4 for Vislink Technologies, Inc. (VISL) on 21 Dec 2023.
Change
- Previous filing in this sequence was filed on 28 Dec 2022.
- Current net transaction value: -$137,728.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VISL
transaction
Common Stock
Tax liability
- Transaction value
- $137,728
- Shares
- -30,006
- Change %
- -12%
- Price
- $4.59
- Shares after
- 210,079
- Date
- 19 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
VISL
transaction
Derivative
Option to Purchase (Performance-Vested)
Disposed to Issuer
- Transaction value
- $0
- Shares
- -12,500
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 21 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,500
- Exercise price
- $34.20
- Footnotes
- F3, F4
VISL
transaction
Derivative
Option to Purchase (Time-Vested)
Disposed to Issuer
- Transaction value
- $0
- Shares
- -17,961
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 21 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 17,961
- Exercise price
- $34.20
- Footnotes
- F3, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Reflects the issuance of 30,006 shares of Common Stock, net of shares witheld to pay taxes, upon vesting and delivery to the Reporting Person of the time-based tranche of 14,970 restricted stock units awarded in March 2021 and 23,673 restricted stock units awarded in February 2022.
Footnote F2
Includes 38,643 shares of Common Stock that have vested pursuant to previously issued restricted stock units; also includes an additional 82,124 shares of Common Stock issuable pursuant to restricted stock units that will potentially vest by December 1, 2026. All such vested and unvested shares were previously reported on a Form 4 at the time of grant.
Footnote F3
On December 21, 2023, the Reporting Person voluntarily agreed to relinquish a previously issued option to purchase 30,461 shares of Common Stock granted to the Reporting Person on January 22, 2020, which includes 12,500 Performance-Vested Options and 17,961 Time-Vested Options.
Footnote F4
The Performance-Vested Option would have vested in three equal tranches of 500,000 shares upon the Issuer's attainment, on or before the fifth anniversary of the award date, of specified cumulative EBITDA performance conditions in the Option Agreement dated as of January 22, 2020, subject in each case to the Reporting Person's continued employment by the Issuer on the applicable vesting date. None of these options have vested.
Footnote F5
The Time-Vested Option would have become exercisable in full by January 22, 2024.