Olivier Leonetti - 15 Dec 2023 Form 4 Insider Report for Johnson Controls International plc (JCI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
19 Dec 2023, 19:55:28 UTC
Prior SEC filing
12 Dec 2023
Next SEC filing
06 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Leanne Michels, attorney-in-fact

Key filing fact

Olivier Leonetti filed Form 4 for Johnson Controls International plc (JCI) on 19 Dec 2023.

Key facts

  • This page summarizes Olivier Leonetti's Form 4 filing for Johnson Controls International plc (JCI).
  • 4 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 19 Dec 2023, 19:55.

Change

  • Previous filing in this sequence was filed on 12 Dec 2023.
  • Current net transaction value: +$941,505.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

JCI transaction

Ordinary Shares

Award

Transaction value
$1,690,348
Shares
+32,234
Change %
+41%
Price
$52.44
Shares after
110,363
Date
15 Dec 2023
Ownership
Direct
Footnotes
F1
JCI transaction

Ordinary Shares

Tax liability

Transaction value
$748,843
Shares
-14,280
Change %
-13%
Price
$52.44
Shares after
96,083
Date
15 Dec 2023
Ownership
Direct
JCI transaction

Ordinary Shares

Award

Transaction value
$0
Shares
+14,947
Change %
+16%
Price
$0.000000
Shares after
111,030
Date
18 Dec 2023
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

JCI transaction Derivative

Employee Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+58,224
Change %
Price
$0.000000
Shares after
58,224
Date
18 Dec 2023
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
58,224
Exercise price
$53.52
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents performance share units for the three-year performance period ended September 30, 2023. The Compensation Committee approved the performance results on December 14, 2023.

Footnote F2

Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Footnote F3

Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.

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