Key facts
- This page summarizes Stephanie D. Miller's Form 4 filing for SEI INVESTMENTS CO (SEIC).
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 19 Dec 2023, 17:22.
Stephanie D. Miller - 15 Dec 2023 Form 4 Insider Report for SEI INVESTMENTS CO (SEIC)
- Reporting relationship
- Director
- Issuer ticker
- SEIC
- Reported as of
- 15 Dec 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 19 Dec 2023, 17:22:54 UTC
- Prior SEC filing
- 26 Oct 2023
- Next SEC filing
- 16 Dec 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Stephanie D. Miller, by John Munch, attorney in fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Stephanie D. Miller filed Form 4 for SEI INVESTMENTS CO (SEIC) on 19 Dec 2023.
Change
- Previous filing in this sequence was filed on 26 Oct 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SEIC
transaction
Common Stock
Award
- Transaction value
- Shares
- +1,000
- Change %
- +131%
- Price
- Shares after
- 1,766
- Date
- 15 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SEIC
transaction
Derivative
Option to Purchase Common Stock
Award
- Transaction value
- Shares
- +4,000
- Change %
- Price
- Shares after
- 4,000
- Date
- 15 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,000
- Exercise price
- $62.00
- Footnotes
- F2, F3
SEIC
transaction
Derivative
Option to Purchase Common Stock
Award
- Transaction value
- Shares
- +4,000
- Change %
- Price
- Shares after
- 4,000
- Date
- 15 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,000
- Exercise price
- $62.00
- Footnotes
- F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Restricted stock units subject to vesting.
Footnote F2
Received as compensation for Board service.
Footnote F3
Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.25 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
Footnote F4
Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $7.10 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.