David Michael Lund - 15 Dec 2023 Form 4 Insider Report for Trinity Capital Inc. (TRIN)

Reporting relationship: CFO, EVP - Finance & Treasurer
Issuer ticker: TRIN
Reported as of: 15 Dec 2023
Net transaction value: -$100,315
SEC form: 4
Accepted by SEC: 19 Dec 2023, 12:53:31 UTC
Prior SEC filing: 19 Sep 2023
Source filing: View source filing
Reporting owner signature: /s/ Sarah Stanton, on behalf of David Lund

Key filing fact

David Michael Lund filed Form 4 for Trinity Capital Inc. (TRIN) on 19 Dec 2023.

Key facts

This page summarizes David Michael Lund's Form 4 filing for Trinity Capital Inc. (TRIN).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 19 Dec 2023, 12:53.

Change

Previous filing in this sequence was filed on 19 Sep 2023.
Current net transaction value: -$100,315.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TRIN transaction

Common Stock

Tax liability

Transaction value: $100,315
Shares: -6,591
Change %: -6.3%
Price: $15.22
Shares after: 98,646
Date: 15 Dec 2023
Ownership: Direct
Footnotes: F1, F2

TRIN holding

TRIN

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 6,200
Date: 15 Dec 2023
Ownership: By the David M Lund Rev Liv TR U/A DTD 1114-13

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

Footnote F2

Includes (1) 57,803 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares began vesting pro rata over the eight full calendar quarters immediately following the award date of March 15, 2022; and (2) 48,560 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares shall begin vesting pro rata over the eight full calendar quarters immediately following the award date of March 15, 2023.

SEC remarks

Sarah Stanton is signing on behalf of Mr. Lund pursuant to the power of attorney dated August 25, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Lund filed on August 25, 2021.