Eric Salzman - 15 Dec 2023 Form 4 Insider Report for SAFEGUARD SCIENTIFICS INC (SFES)

Reporting relationship: Chief Executive Officer
Issuer ticker: SFES
Reported as of: 15 Dec 2023
Net transaction value: -$71,055
SEC form: 4
Accepted by SEC: 19 Dec 2023, 07:59:38 UTC
Prior SEC filing: 16 Nov 2023
Next SEC filing: 17 May 2024
Source filing: View source filing
Reporting owner signature: /s/ Eric Salzman

Key filing fact

Eric Salzman filed Form 4 for SAFEGUARD SCIENTIFICS INC (SFES) on 19 Dec 2023.

Key facts

This page summarizes Eric Salzman's Form 4 filing for SAFEGUARD SCIENTIFICS INC (SFES).
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 19 Dec 2023, 07:59.

Change

Previous filing in this sequence was filed on 16 Nov 2023.
Current net transaction value: -$71,055.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SFE transaction

Common Stock

Award

Transaction value: $0
Shares: +125,000
Change %: +43%
Price: $0.000000
Shares after: 415,584
Date: 15 Dec 2023
Ownership: Direct
Footnotes: F1

SFE transaction

Common Stock

Tax liability

Transaction value: $65,643
Shares: -63,614
Change %: -15%
Price: $1.03
Shares after: 351,970
Date: 15 Dec 2023
Ownership: Direct

SFE transaction

Common Stock

Tax liability

Transaction value: $5,411
Shares: -5,244
Change %: -1.5%
Price: $1.03
Shares after: 346,726
Date: 15 Dec 2023
Ownership: Direct

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

On March 15, 2023, the reporting person was granted a performance stock unit to acquire 125,000 shares of common stock, the vesting of which is subject to the satisfaction of certain corporate performance criteria. In accordance with the previously established criteria, such performance stock units vested and the underlying shares were issued as reported in Table I.