Key facts
- This page summarizes Ollin B. Sykes's Form 4 filing for CHARLES & COLVARD LTD (CTHR).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 18 Dec 2023, 16:16.
Ollin B. Sykes - 14 Dec 2023 Form 4 Insider Report for CHARLES & COLVARD LTD (CTHR)
- Reporting relationship
- Director
- Issuer ticker
- CTHR
- Reported as of
- 14 Dec 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 18 Dec 2023, 16:16:57 UTC
- Prior SEC filing
- 11 Dec 2023
- Next SEC filing
- 21 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Clint J. Pete, Attorney-In- Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Ollin B. Sykes filed Form 4 for CHARLES & COLVARD LTD (CTHR) on 18 Dec 2023.
Change
- Previous filing in this sequence was filed on 11 Dec 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CTHR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,611,898
- Date
- 14 Dec 2023
- Ownership
- By Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985
- Footnotes
- F1
CTHR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 250,221
- Date
- 14 Dec 2023
- Ownership
- By SEP IRA
CTHR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 95,358
- Date
- 14 Dec 2023
- Ownership
- By ROTH IRA
CTHR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 153,800
- Date
- 14 Dec 2023
- Ownership
- By IRA
CTHR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 135,587
- Date
- 14 Dec 2023
- Ownership
- By spouse
CTHR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 736,421
- Date
- 14 Dec 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CTHR
transaction
Derivative
Stock Option (right to buy)
Award
- Transaction value
- $0
- Shares
- +123,076
- Change %
- Price
- $0.000000
- Shares after
- 123,076
- Date
- 14 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 123,076
- Exercise price
- $0.4063
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 375,000 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Footnote F2
Option vests and becomes exercisable on the date of the 2024 Annual Shareholders' Meeting.