Key facts
- This page summarizes Michael Dennis Casey's Form 4 filing for CARTERS INC (CRI).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 15 Dec 2023, 16:16.
Michael Dennis Casey - 14 Dec 2023 Form 4 Insider Report for CARTERS INC (CRI)
- Reporting relationship
- Chairman and CEO, Director
- Issuer ticker
- CRI
- Reported as of
- 14 Dec 2023
- Net transaction value
- -$4,630,725
- SEC form
- 4
- Accepted by SEC
- 15 Dec 2023, 16:16:42 UTC
- Prior SEC filing
- 28 Feb 2023
- Next SEC filing
- 12 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/Derek Swanson, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Michael Dennis Casey filed Form 4 for CARTERS INC (CRI) on 15 Dec 2023.
Change
- Previous filing in this sequence was filed on 28 Feb 2023.
- Current net transaction value: -$4,630,725.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CRI
transaction
Common Stock
Options Exercise
- Transaction value
- $2,054,700
- Shares
- +30,000
- Change %
- +6.7%
- Price
- $68.49
- Shares after
- 479,870
- Date
- 14 Dec 2023
- Ownership
- Direct
- Footnotes
- F1
CRI
transaction
Common Stock
Sale
- Transaction value
- $2,250,000
- Shares
- -30,000
- Change %
- -6.3%
- Price
- $75.00
- Shares after
- 449,870
- Date
- 14 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F2
CRI
transaction
Common Stock
Sale
- Transaction value
- $4,435,425
- Shares
- -59,139
- Change %
- -13%
- Price
- $75.00
- Shares after
- 390,731
- Date
- 14 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CRI
transaction
Derivative
Employee Stock Option (Right to Purchase)
Options Exercise
- Transaction value
- $0
- Shares
- -30,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 14 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 30,000
- Exercise price
- $68.49
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 4 footnotes
Footnote F1
Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
Footnote F2
The price reported reflects a single price point for all the 30,000 shares sold.
Footnote F3
The price reported reflects a single price point for all the 59.139 shares sold.
Footnote F4
The option vested in four equal installments on February 18, 2015, 2016, 2017, and 2018.
SEC remarks
Exhibit 24 - Power of Attorney