Brian N. Hawley - 14 Dec 2023 Form 4 Insider Report for PROVIDENT FINANCIAL HOLDINGS INC (PROV)

Reporting relationship: Director
Issuer ticker: PROV
Reported as of: 14 Dec 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 15 Dec 2023, 12:54:38 UTC
Prior SEC filing: 04 Dec 2023
Next SEC filing: 28 May 2024
Source filing: View source filing
Reporting owner signature: /s/Brian N. Hawley

Key filing fact

Brian N. Hawley filed Form 4 for PROVIDENT FINANCIAL HOLDINGS INC (PROV) on 15 Dec 2023.

Key facts

This page summarizes Brian N. Hawley's Form 4 filing for PROVIDENT FINANCIAL HOLDINGS INC (PROV).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 15 Dec 2023, 12:54.

Change

Previous filing in this sequence was filed on 04 Dec 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PROV transaction

Common Stock, Par Value $0.01

Award

Transaction value: $0
Shares: +1,000
Change %
Price: $0.000000
Shares after: 1,000
Date: 14 Dec 2023
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PROV transaction Derivative

Option to purchase common stock

Award

Transaction value: $0
Shares: +14,000
Change %
Price: $0.000000
Shares after: 14
Date: 14 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 14,000
Exercise price: $12.09
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The total ownership of 1,000 shares includes the 1,000 share restricted stock award of December 14, 2023 which vested immediately.

Footnote F2

Reflects the grant of stock options under the Provident 2022 Equity Incentive Plan, 50% of which vest on December 14, 2025 and December 14, 2027, respectively, with the entire grant expiring in ten years.