Guy Wanger - 08 Dec 2023 Form 4 Insider Report for C3.ai, Inc. (AI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
12 Dec 2023, 20:16:01 UTC
Prior SEC filing
12 Sep 2023
Next SEC filing
22 Jun 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Eric Jensen, Attorney-in-Fact

Key filing fact

Guy Wanger filed Form 4 for C3.ai, Inc. (AI) on 12 Dec 2023.

Key facts

  • This page summarizes Guy Wanger's Form 4 filing for C3.ai, Inc. (AI).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 12 Dec 2023, 20:16.

Change

  • Previous filing in this sequence was filed on 12 Sep 2023.
  • Current net transaction value: -$274,273.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AI transaction

Class A Common Stock

Options Exercise

Transaction value
$0
Shares
+17,831
Change %
Price
$0.000000
Shares after
17,831
Date
08 Dec 2023
Ownership
Direct
AI transaction

Class A Common Stock

Sale

Transaction value
$274,273
Shares
-9,778
Change %
-55%
Price
$28.05
Shares after
8,053
Date
11 Dec 2023
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-17,831
Change %
-5%
Price
$0.000000
Shares after
338,802
Date
08 Dec 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
17,831
Exercise price
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Shares sold to cover tax obligation from settlement of vested Restricted Stock Units (RSUs).

Footnote F2

Represents weighted average sales price. The shares were sold at prices ranging from $27.77 to $28.05. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Footnote F3

Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Footnote F4

Five percent (5%) of such RSU award vested on December 8, 2023 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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