Lorenzo Carletti - 23 Aug 2023 Form 4/A - Amendment Insider Report for Catalent, Inc.

Reporting relationship: SVP Global Ops Ph & Cons Hlth
Issuer ticker: N/A
Reported as of: 23 Aug 2023
Net transaction value: $0
SEC form: 4/A - Amendment
Accepted by SEC: 12 Dec 2023, 19:09:14 UTC
Original report date: 25 Aug 2023
Prior SEC filing: 03 Aug 2023
Source filing: View source filing
Reporting owner signature: /s/ Amy Fallone, attorney-in-fact

Key filing fact

Lorenzo Carletti filed Form 4/A - Amendment for Catalent, Inc. on 12 Dec 2023.

Key facts

This page summarizes Lorenzo Carletti's Form 4/A - Amendment filing for Catalent, Inc..
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 12 Dec 2023, 19:09.

Change

Previous filing in this sequence was filed on 03 Aug 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CTLT transaction

Common Stock

Other

Transaction value: $0
Shares: -457
Change %: -5.2%
Price: $0.000000
Shares after: 8,289
Date: 23 Aug 2023
Ownership: Direct
Footnotes: F1, F2

CTLT transaction

Common Stock

Other

Transaction value
Shares: +216
Change %: +2.6%
Price
Shares after: 8,505
Date: 24 Aug 2023
Ownership: Direct
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Lorenzo Carletti is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

This amendment is being filed to reflect the reversal of the acquisition of shares received by the reporting person upon the achievement of the fiscal 2021-23 performance-based vesting criteria set forth in certain incentive compensation held by the reporting person under the Issuer's long-term incentive plan, as reported in the original form 4 filed on August 25, 2023 (the "Original Form 4"). Due to the ongoing review of the Issuer's fiscal 2021-23 performance-based vesting criteria, the Compensation and Leadership Committee of the Issuer rescinded its prior approval of the vesting criteria and confirmed that the reporting person had no right to the shares previously reported on the Original Form 4.

Footnote F2

Includes restricted stock units.

Footnote F3

This amendment is also being filed to reflect the reversal of the disposition of shares sold by the reporting person through an automatic "sell to cover" transaction in order to cover tax withholding obligations in connection with the vesting of performance share units pursuant to the Issuer's long-term incentive plan, as reported on the Original Form 4.