Key facts
- This page summarizes Howard W. Smith III's Form 4 filing for Walker & Dunlop, Inc. (WD).
- 8 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 12 Dec 2023, 17:00.
Howard W. Smith III - 08 Dec 2023 Form 4 Insider Report for Walker & Dunlop, Inc. (WD)
- Reporting relationship
- President, Director
- Issuer ticker
- WD
- Reported as of
- 08 Dec 2023
- Net transaction value
- -$1,472,334
- SEC form
- 4
- Accepted by SEC
- 12 Dec 2023, 17:00:22 UTC
- Prior SEC filing
- 13 Nov 2023
- Next SEC filing
- 03 Jan 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Daniel J. Groman, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Howard W. Smith III filed Form 4 for Walker & Dunlop, Inc. (WD) on 12 Dec 2023.
Change
- Previous filing in this sequence was filed on 13 Nov 2023.
- Current net transaction value: -$1,472,334.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
WD
transaction
Common Stock
Options Exercise
- Transaction value
- $252,328
- Shares
- +12,369
- Change %
- +6.3%
- Price
- $20.40
- Shares after
- 209,369
- Date
- 08 Dec 2023
- Ownership
- Direct
WD
transaction
Common Stock
Options Exercise
- Transaction value
- $127,590
- Shares
- +7,631
- Change %
- +3.6%
- Price
- $16.72*
- Shares after
- 217,000
- Date
- 08 Dec 2023
- Ownership
- Direct
WD
transaction
Common Stock
Sale
- Transaction value
- $9,683
- Shares
- -107
- Change %
- -0.05%
- Price
- $90.49
- Shares after
- 216,893
- Date
- 08 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F6
WD
transaction
Common Stock
Sale
- Transaction value
- $995,195
- Shares
- -10,802
- Change %
- -5%
- Price
- $92.13
- Shares after
- 206,091
- Date
- 08 Dec 2023
- Ownership
- Direct
- Footnotes
- F2, F6
WD
transaction
Common Stock
Sale
- Transaction value
- $847,374
- Shares
- -9,091
- Change %
- -4.4%
- Price
- $93.21
- Shares after
- 197,000
- Date
- 08 Dec 2023
- Ownership
- Direct
- Footnotes
- F3, F6
WD
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 252,321
- Date
- 08 Dec 2023
- Ownership
- By HIII 2011 Trust
WD
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,764
- Date
- 08 Dec 2023
- Ownership
- By ESS 2022 Trust
WD
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,764
- Date
- 08 Dec 2023
- Ownership
- By ADS 2015 Trust
WD
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,764
- Date
- 08 Dec 2023
- Ownership
- By MHS 2010 Trust
WD
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,560
- Date
- 08 Dec 2023
- Ownership
- By HWS IV 2012 Trust
WD
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,422
- Date
- 08 Dec 2023
- Ownership
- By MMAS 2008 Trust
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
WD
transaction
Derivative
Dividend Equivalent Rights
Award
- Transaction value
- $0
- Shares
- +41
- Change %
- +10%
- Price
- $0.000000
- Shares after
- 449
- Date
- 08 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 41
- Exercise price
- Footnotes
- F4, F5
WD
transaction
Derivative
Stock Options (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -12,369
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 08 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,369
- Exercise price
- $20.40
WD
transaction
Derivative
Stock Options (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -7,631
- Change %
- -11%
- Price
- $0.000000
- Shares after
- 60,166
- Date
- 08 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,631
- Exercise price
- $16.72
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 6 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.37 to $91.00. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.78 to $92.63. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.79 to $93.78. The reporting person undertakes to provide the Company, any security holder of the Company, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F4
Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.
Footnote F5
The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.
Footnote F6
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.