Corbin Rankin - 08 Dec 2023 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
12 Dec 2023, 15:08:12 UTC
Prior SEC filing
04 Oct 2023
Next SEC filing
04 Jan 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Matthew J. Dilluvio, attorney-in-fact

Key filing fact

Corbin Rankin filed Form 4 for NACCO INDUSTRIES INC (NC) on 12 Dec 2023.

Key facts

  • This page summarizes Corbin Rankin's Form 4 filing for NACCO INDUSTRIES INC (NC).
  • 7 reported transactions and 11 derivative rows are listed below.
  • Accepted by SEC: 12 Dec 2023, 15:08.

Change

  • Previous filing in this sequence was filed on 04 Oct 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NC transaction

Class A Common Stock

Gift

Transaction value
Shares
-377
Change %
-1.3%
Price
Shares after
27,943
Date
08 Dec 2023
Ownership
By Assoc II/Spouse
Footnotes
F1, F2
NC transaction

Class A Common Stock

Gift

Transaction value
Shares
-377
Change %
-1.3%
Price
Shares after
27,566
Date
08 Dec 2023
Ownership
By Assoc II/Spouse
Footnotes
F1, F2
NC transaction

Class A Common Stock

Gift

Transaction value
Shares
-377
Change %
-1.4%
Price
Shares after
27,189
Date
08 Dec 2023
Ownership
By Assoc II/Spouse
Footnotes
F1, F2
NC transaction

Class A Common Stock

Gift

Transaction value
Shares
-189
Change %
-0.7%
Price
Shares after
27,000
Date
08 Dec 2023
Ownership
By Assoc II/Spouse
Footnotes
F1, F2
NC transaction

Class A Common Stock

Gift

Transaction value
Shares
-189
Change %
-0.7%
Price
Shares after
26,811
Date
08 Dec 2023
Ownership
By Assoc II/Spouse
Footnotes
F1, F2
NC transaction

Class A Common Stock

Gift

Transaction value
Shares
-189
Change %
-0.7%
Price
Shares after
26,622
Date
08 Dec 2023
Ownership
By Assoc II/Spouse
Footnotes
F1, F2
NC transaction

Class A Common Stock

Gift

Transaction value
Shares
-189
Change %
-0.71%
Price
Shares after
26,433
Date
08 Dec 2023
Ownership
By Assoc II/Spouse
Footnotes
F1, F2
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,192
Date
08 Dec 2023
Ownership
By Trust/Son 2
Footnotes
F3
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,192
Date
08 Dec 2023
Ownership
By Trust/Son 1
Footnotes
F4
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,192
Date
08 Dec 2023
Ownership
By Trust/Son 3
Footnotes
F5
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,222
Date
08 Dec 2023
Ownership
Direct
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,843
Date
08 Dec 2023
Ownership
By Assoc II
Footnotes
F6
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7
Date
08 Dec 2023
Ownership
By Spouse
Footnotes
F7
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,975
Date
08 Dec 2023
Ownership
By RMI/Spouse
Footnotes
F8
NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
165
Date
08 Dec 2023
Ownership
By Spouse/Trust
Footnotes
F9

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,430
Date
08 Dec 2023
Ownership
By Trust/Son 2
Underlying class
Class A Common Stock
Underlying amount
9,430
Exercise price
Footnotes
F1, F10
NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,430
Date
08 Dec 2023
Ownership
By Trust/Son 1
Underlying class
Class A Common Stock
Underlying amount
9,430
Exercise price
Footnotes
F1, F11
NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,430
Date
08 Dec 2023
Ownership
By Trust/Son 3
Underlying class
Class A Common Stock
Underlying amount
9,430
Exercise price
Footnotes
F1, F12
NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,857
Date
08 Dec 2023
Ownership
By Trust/Son 2
Underlying class
Class A Common Stock
Underlying amount
7,857
Exercise price
Footnotes
F1, F3
NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,857
Date
08 Dec 2023
Ownership
By Trust/Son 1
Underlying class
Class A Common Stock
Underlying amount
7,857
Exercise price
Footnotes
F1, F4
NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,857
Date
08 Dec 2023
Ownership
By Trust/Son 3
Underlying class
Class A Common Stock
Underlying amount
7,857
Exercise price
Footnotes
F1, F5
NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
20,000
Date
08 Dec 2023
Ownership
By Assoc I
Underlying class
Class A Common Stock
Underlying amount
20,000
Exercise price
Footnotes
F1, F13
NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
85,056
Date
08 Dec 2023
Ownership
By Assoc IV
Underlying class
Class A Common Stock
Underlying amount
85,056
Exercise price
Footnotes
F1, F14
NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
25
Date
08 Dec 2023
Ownership
By Spouse (GP)
Underlying class
Class A Common Stock
Underlying amount
25
Exercise price
$0.000000
Footnotes
F1, F15
NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
35,312
Date
08 Dec 2023
Ownership
By Assoc I/Spouse
Underlying class
Class A Common Stock
Underlying amount
35,312
Exercise price
$0.000000
Footnotes
F1, F16
NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
145,793
Date
08 Dec 2023
Ownership
By Trust/Spouse
Underlying class
Class A Common Stock
Underlying amount
145,793
Exercise price
$0.000000
Footnotes
F1, F9
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 16 footnotes

Footnote F1

N/A

Footnote F2

Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F3

Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o James T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F4

Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Matthew M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F5

Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Thomas Parker Rankin. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F6

Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.

Footnote F7

By Spouse. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F8

Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI). Reporting Person disclaims beneficial ownership of all such shares.

Footnote F9

Reporting Person's spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin. Reporting Person disclaims benefici al ownership of all such shares.

Footnote F10

Reporting person's spouse serves as trustee of BTR 2012 GST Trust for the benefit of James Rankin.

Footnote F11

Reporting person's spouse serves as trustee of BTR 2012 GST for Matthew Rankin.

Footnote F12

Reporting person's spouse serves as trustee of BTR 2012 GST Trust for the benefit of Thomas P Rankin.

Footnote F13

Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.

Footnote F14

Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.

Footnote F15

GP. Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F16

Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .