Rankin Thomas T. - 08 Dec 2023 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Reporting relationship: Member of a group
Issuer ticker: NC
Reported as of: 08 Dec 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 12 Dec 2023, 15:06:56 UTC
Prior SEC filing: 04 Oct 2023
Next SEC filing: 04 Jan 2024
Source filing: View source filing
Reporting owner signature: /s/ Matthew J. Dilluvio, attorney-in-fact

Key filing fact

Rankin Thomas T. filed Form 4 for NACCO INDUSTRIES INC (NC) on 12 Dec 2023.

Key facts

This page summarizes Rankin Thomas T.'s Form 4 filing for NACCO INDUSTRIES INC (NC).
7 reported transactions and 11 derivative rows are listed below.
Accepted by SEC: 12 Dec 2023, 15:06.

Change

Previous filing in this sequence was filed on 04 Oct 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NC transaction

Class A Common Stock

Gift

Transaction value
Shares: -377
Change %: -1.3%
Price
Shares after: 27,943
Date: 08 Dec 2023
Ownership: By Assoc II
Footnotes: F1, F2

NC transaction

Class A Common Stock

Gift

Transaction value
Shares: -189
Change %: -0.68%
Price
Shares after: 27,754
Date: 08 Dec 2023
Ownership: By Assoc II
Footnotes: F1, F2

NC transaction

Class A Common Stock

Gift

Transaction value
Shares: -189
Change %: -0.68%
Price
Shares after: 27,565
Date: 08 Dec 2023
Ownership: By Assoc II
Footnotes: F1, F2

NC transaction

Class A Common Stock

Gift

Transaction value
Shares: -377
Change %: -1.4%
Price
Shares after: 27,188
Date: 08 Dec 2023
Ownership: By Assoc II
Footnotes: F1, F2

NC transaction

Class A Common Stock

Gift

Transaction value
Shares: -189
Change %: -0.7%
Price
Shares after: 26,999
Date: 08 Dec 2023
Ownership: By Assoc II
Footnotes: F1, F2

NC transaction

Class A Common Stock

Gift

Transaction value
Shares: -189
Change %: -0.7%
Price
Shares after: 26,810
Date: 08 Dec 2023
Ownership: By Assoc II
Footnotes: F1, F2

NC transaction

Class A Common Stock

Gift

Transaction value
Shares: -377
Change %: -1.4%
Price
Shares after: 26,433
Date: 08 Dec 2023
Ownership: By Assoc II
Footnotes: F1, F2

NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,192
Date: 08 Dec 2023
Ownership: By Trust/Son 2
Footnotes: F3

NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,192
Date: 08 Dec 2023
Ownership: By Trust/Son 1
Footnotes: F4

NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,192
Date: 08 Dec 2023
Ownership: By Trust/Son 3
Footnotes: F5

NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,222
Date: 08 Dec 2023
Ownership: By Spouse
Footnotes: F6

NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,843
Date: 08 Dec 2023
Ownership: By Assoc II/Spouse
Footnotes: F7

NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 7
Date: 08 Dec 2023
Ownership: Direct
Footnotes: F8

NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,975
Date: 08 Dec 2023
Ownership: By RMI (Delaware)
Footnotes: F9

NC holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 165
Date: 08 Dec 2023
Ownership: By Trust
Footnotes: F10

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 9,430
Date: 08 Dec 2023
Ownership: By Trust/Son 2
Underlying class: Class A Common Stock
Underlying amount: 9,430
Exercise price
Footnotes: F1, F11

NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 9,430
Date: 08 Dec 2023
Ownership: By Trust/Son 1
Underlying class: Class A Common Stock
Underlying amount: 9,430
Exercise price
Footnotes: F1, F12

NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 9,430
Date: 08 Dec 2023
Ownership: By Trust/Son 3
Underlying class: Class A Common Stock
Underlying amount: 9,430
Exercise price
Footnotes: F1, F13

NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 7,857
Date: 08 Dec 2023
Ownership: By Trust/Son 2
Underlying class: Class A Common Stock
Underlying amount: 7,857
Exercise price
Footnotes: F1, F3

NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 7,857
Date: 08 Dec 2023
Ownership: By Trust/Son 1
Underlying class: Class A Common Stock
Underlying amount: 7,857
Exercise price
Footnotes: F1, F4

NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 7,857
Date: 08 Dec 2023
Ownership: By Trust/Son 3
Underlying class: Class A Common Stock
Underlying amount: 7,857
Exercise price
Footnotes: F1, F5

NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 20,000
Date: 08 Dec 2023
Ownership: By Assoc I/Spouse
Underlying class: Class A Common Stock
Underlying amount: 20,000
Exercise price
Footnotes: F1, F14

NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 85,056
Date: 08 Dec 2023
Ownership: By Assoc IV/Spouse
Underlying class: Class A Common Stock
Underlying amount: 85,056
Exercise price
Footnotes: F1, F15

NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 25
Date: 08 Dec 2023
Ownership: By GP
Underlying class: Class A Common Stock
Underlying amount: 25
Exercise price: $0.000000
Footnotes: F1, F16

NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 35,312
Date: 08 Dec 2023
Ownership: By Assoc I
Underlying class: Class A Common Stock
Underlying amount: 35,312
Exercise price: $0.000000
Footnotes: F1, F17

NC holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 145,793
Date: 08 Dec 2023
Ownership: By Trust
Underlying class: Class A Common Stock
Underlying amount: 145,793
Exercise price: $0.000000
Footnotes: F1, F10

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 17 footnotes

Footnote F1

N/A

Footnote F2

Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.

Footnote F3

Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o James T. Rankin.

Footnote F4

Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Matthew M. Rankin.

Footnote F5

Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Thomas Parker Rankin.

Footnote F6

By Spouse. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F7

Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F8

As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.

Footnote F9

Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. (RMI), as general partner. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F10

Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin.

Footnote F11

Reporting person serves as trustee of BTR 2012 GST Trust for benefit of James Rankin.

Footnote F12

Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Matthew Rankin.

Footnote F13

Reporting person serves as trustee of BTR 2012 GST Trust for benefit of Thomas Parker Rankin.

Footnote F14

Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.

Footnote F15

Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P . Reporting Person disclaims beneficial ownership of all such shares.

Footnote F16

(GP)Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.

Footnote F17

Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.

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