Yon Jorden - 07 Dec 2023 Form 3 Insider Report for Capstone Green Energy Holdings, Inc. (CGEH)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
3
Accepted by SEC
08 Dec 2023, 21:29:39 UTC
Prior SEC filing
11 May 2023
Next SEC filing
15 Mar 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Yon Jorden, Reporting Person

Key filing fact

Yon Jorden filed Form 3 for Capstone Green Energy Holdings, Inc. (CGEH) on 08 Dec 2023.

Key facts

  • This page summarizes Yon Jorden's Form 3 filing for Capstone Green Energy Holdings, Inc. (CGEH).
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 08 Dec 2023, 21:29.

Change

  • Previous filing in this sequence was filed on 11 May 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CGEH holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
74,197
Date
07 Dec 2023
Ownership
Direct
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

On September 28, 2023, Capstone Green Energy Corporation (the Issuer) and its wholly-owned subsidiaries, Capstone Turbine International, Inc. (Capstone Turbine International) and Capstone Turbine Financial Services, LLC (together with Capstone Turbine International and the Issuer, the Debtors) filed voluntary petitions (the Chapter 11 Cases) for relief under chapter 11 of title 11 (Chapter 11) of the United States Code in the United States Bankruptcy Court for the District of Delaware (the Bankruptcy Court). On November 14, 2023, the Bankruptcy Court entered an order (the Confirmation Order) confirming the Chapter 11 plan of reorganization of the Debtors in the Chapter 11 Cases, including its supplement and all exhibits and schedules thereto, and all other documents filed in connection with such plan (the Plan). On December 7, 2023 (the Effective Date), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases.

Footnote F2

On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Confirmation Order and the Plan, CGRN completed a series of transactions pursuant to which, among other things, CGRN became a private company that continues to own certain assets of CGRN and (i) all of CGRNs common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of CGRNs equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. In addition, Capstone Turbine International was renamed Capstone Green Energy Holdings, Inc. (the Issuer) and is the successor to CGRN pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended.

Footnote F3

This Form 3 shall constitute an initial statement of beneficial ownership of securities for the Reporting Person with respect to the Issuer. Ms. Jorden will continue as a Director of the Issuer. Each holder of shares of common stock of CGRN was issued shares of common stock of the Issuer on a pro rata basis.

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