James Calvin O'Rourke - 06 Dec 2023 Form 4 Insider Report for MOSAIC CO (MOS)

Reporting relationship: CEO, Director
Issuer ticker: MOS
Reported as of: 06 Dec 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 08 Dec 2023, 17:23:30 UTC
Prior SEC filing: 03 Nov 2023
Next SEC filing: 13 May 2024
Source filing: View source filing
Reporting owner signature: /s/ Philip E. Bauer, Attorney-in-Fact for James C. O'Rourke

Key filing fact

James Calvin O'Rourke filed Form 4 for MOSAIC CO (MOS) on 08 Dec 2023.

Key facts

This page summarizes James Calvin O'Rourke's Form 4 filing for MOSAIC CO (MOS).
2 reported transactions and 7 derivative rows are listed below.
Accepted by SEC: 08 Dec 2023, 17:23.

Change

Previous filing in this sequence was filed on 03 Nov 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MOS transaction

Common Stock

Gift

Transaction value: $0
Shares: -49,917
Change %: -99%
Price: $0.000000
Shares after: 620
Date: 06 Dec 2023
Ownership: 2022 GRAT 2B dated April 22, 2022
Footnotes: F1

MOS transaction

Common Stock

Gift

Transaction value: $0
Shares: +49,917
Change %: +9%
Price: $0.000000
Shares after: 606,500
Date: 06 Dec 2023
Ownership: Direct
Footnotes: F1

MOS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 61,875
Date: 06 Dec 2023
Ownership: 2022 GRAT 2A dated April 22, 2022

MOS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,000
Date: 06 Dec 2023
Ownership: Reporting Person's Spouse

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MOS holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 33,706
Date: 06 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 33,706
Exercise price: $49.73
Footnotes: F2

MOS holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 37,306
Date: 06 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 37,306
Exercise price: $50.43
Footnotes: F2

MOS holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 179,211
Date: 06 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 179,211
Exercise price: $28.49
Footnotes: F2

MOS holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 168,180
Date: 06 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 168,180
Exercise price: $30.42
Footnotes: F2

MOS holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 83,418
Date: 06 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 83,418
Exercise price: $0.000000
Footnotes: F3, F4

MOS holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 56,773
Date: 06 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 56,773
Exercise price: $0.000000
Footnotes: F3, F4

MOS holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 63,951
Date: 06 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 63,951
Exercise price: $0.000000
Footnotes: F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

On December 6, 2023, the reporting person indirectly held 50,537 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2022 GRAT 2B dated April 22, 2022"). On that date, 49,917 of the shares were distributed by 2022 GRAT 2B dated April 22, 2022 to the reporting person in satisfaction of an annuity to the reporting person.

Footnote F2

This Stock Option is 100% exercisable.

Footnote F3

One-for-One

Footnote F4

Not Applicable

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