Paul S. Walsh - 07 Dec 2023 Form 4 Insider Report for Vintage Wine Estates, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
08 Dec 2023, 16:36:23 UTC
Prior SEC filing
27 Nov 2023
Next SEC filing
03 Jan 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Kristina L. Johnston, Attorney-in-Fact for Paul S. Walsh

Key filing fact

Paul S. Walsh filed Form 4 for Vintage Wine Estates, Inc. on 08 Dec 2023.

Key facts

  • This page summarizes Paul S. Walsh's Form 4 filing for Vintage Wine Estates, Inc..
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 08 Dec 2023, 16:36.

Change

  • Previous filing in this sequence was filed on 27 Nov 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VWE transaction

Common Stock

Other

Transaction value
$0
Shares
+84,900
Change %
+12%
Price
$0.000000
Shares after
775,151
Date
07 Dec 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VWE transaction Derivative

Warrants to purchase common stock

Other

Transaction value
$0
Shares
+14,351
Change %
+8.3%
Price
$0.000000
Shares after
186,569
Date
07 Dec 2023
Ownership
Direct
Underlying class
Common stock
Underlying amount
14,351
Exercise price
$11.50
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of shares of common stock of the Issuer from Bespoke Sponsor Capital LP.

Footnote F2

The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of warrants to purchase common stock of the Issuer from Bespoke Sponsor Capital LP.

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