Andy Lombardo - 05 Dec 2023 Form 4 Insider Report for PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
06 Dec 2023, 08:30:11 UTC
Prior SEC filing
30 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Andy Lombardo

Key filing fact

Andy Lombardo filed Form 4 for PERMA FIX ENVIRONMENTAL SERVICES INC (PESI) on 06 Dec 2023.

Key facts

  • This page summarizes Andy Lombardo's Form 4 filing for PERMA FIX ENVIRONMENTAL SERVICES INC (PESI).
  • 1 reported transaction and 3 derivative rows are listed below.
  • Accepted by SEC: 06 Dec 2023, 08:30.

Change

  • Previous filing in this sequence was filed on 30 Mar 2023.
  • Current net transaction value: +$16,404.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PESI transaction

Common Stock

Purchase

Transaction value
$16,404
Shares
+2,150
Change %
+14%
Price
$7.63
Shares after
17,448
Date
05 Dec 2023
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PESI holding Derivative

Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
8,000
Date
05 Dec 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,000
Exercise price
$3.15
Footnotes
F1
PESI holding Derivative

Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
25,000
Date
05 Dec 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
25,000
Exercise price
$7.00
Footnotes
F2
PESI holding Derivative

Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
30,000
Date
05 Dec 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
30,000
Exercise price
$3.95
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. Option to purchase 6,000 shares is vested. Option to purchase remaining 2,000 shares will vest on anniversary date of 1/17/2024.

Footnote F2

Incentive Stock Option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

Footnote F3

Incentive Stock Option granted 01/19/2023 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

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