Key facts
- This page summarizes Chadwick Heath Faulkner's Form 4 filing for CURO Group Holdings Corp..
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 05 Dec 2023, 21:09.
Chadwick Heath Faulkner - 01 Dec 2023 Form 4 Insider Report for CURO Group Holdings Corp.
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 01 Dec 2023
- Net transaction value
- +$12,955
- SEC form
- 4
- Accepted by SEC
- 05 Dec 2023, 21:09:12 UTC
- Prior SEC filing
- 06 Nov 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Tashia L. Rivard, by Power of Attorney
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Chadwick Heath Faulkner filed Form 4 for CURO Group Holdings Corp. on 05 Dec 2023.
Change
- Previous filing in this sequence was filed on 06 Nov 2023.
- Current net transaction value: +$12,955.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CURO
transaction
Common Stock
Purchase
- Transaction value
- $12,955
- Shares
- +16,000
- Change %
- +0.72%
- Price
- $0.8097
- Shares after
- 2,237,386
- Date
- 01 Dec 2023
- Ownership
- See footnote 3
- Footnotes
- F1, F2, F3
CURO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,137,410
- Date
- 01 Dec 2023
- Ownership
- See footnote 4
- Footnotes
- F4
CURO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 119,740
- Date
- 01 Dec 2023
- Ownership
- Direct
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 4 footnotes
Footnote F1
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 15, 2023.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.7549 to $.8500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Footnote F3
The shares are held directly by the Exempt Family Trust c/u Leah M. Faulkner 2017 Dynasty Trust (the "Leah Faulkner Trust"). Mr. Faulkner is the trustee of the Leah Faulkner Trust. Mr. Faulkner disclaims beneficial ownership of the shares held by the Leah Faulkner Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Faulkner is the beneficial owner of the shares held by the Leah Faulkner Trust.
Footnote F4
The shares are held directly by the Exempt Family Trust c/u Chadwick H. Faulkner 2017 Dynasty Trust (the "Chad Faulkner Trust"). Mr. Faulkner is the trustee of the Chad Faulkner Trust. Mr. Faulkner disclaims beneficial ownership of the shares held by the Chad Faulkner Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Faulkner is the beneficial owner of the shares held by the Chad Faulkner Trust.