Key facts
- This page summarizes Gregory M. Hart's Form 4 filing for Compass, Inc. (COMP).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 05 Dec 2023, 18:44.
Gregory M. Hart - 01 Dec 2023 Form 4 Insider Report for Compass, Inc. (COMP)
- Reporting relationship
- Chief Operating Officer
- Issuer ticker
- COMP
- Reported as of
- 01 Dec 2023
- Net transaction value
- -$76,251
- SEC form
- 4
- Accepted by SEC
- 05 Dec 2023, 18:44:23 UTC
- Prior SEC filing
- 03 Nov 2023
- Next SEC filing
- 05 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Bradley K. Serwin, as attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Gregory M. Hart filed Form 4 for Compass, Inc. (COMP) on 05 Dec 2023.
Change
- Previous filing in this sequence was filed on 03 Nov 2023.
- Current net transaction value: -$76,251.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
COMP
transaction
Class A Common Stock
Sale
- Transaction value
- $58,843
- Shares
- -24,604
- Change %
- -2.7%
- Price
- $2.39
- Shares after
- 872,199
- Date
- 01 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F2
COMP
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +17,280
- Change %
- +2%
- Price
- $0.000000
- Shares after
- 889,479
- Date
- 05 Dec 2023
- Ownership
- Direct
- Footnotes
- F3
COMP
transaction
Class A Common Stock
Tax liability
- Transaction value
- $17,408
- Shares
- -6,800
- Change %
- -0.76%
- Price
- $2.56
- Shares after
- 882,679
- Date
- 05 Dec 2023
- Ownership
- Direct
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
COMP
transaction
Derivative
Restricted Stock Unit (RSU)
Options Exercise
- Transaction value
- $0
- Shares
- -17,280
- Change %
- -5.3%
- Price
- $0.000000
- Shares after
- 311,150
- Date
- 05 Dec 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 17,280
- Exercise price
- Footnotes
- F3, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 5 footnotes
Footnote F1
Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2023.
Footnote F2
The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $2.16 to $2.48 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Footnote F3
Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
Footnote F4
Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
Footnote F5
The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.