Joseph O'Daniel - 01 Dec 2023 Form 4 Insider Report for Sphere 3D Corp. (ANY)

Reporting relationship: President
Issuer ticker: ANY
Reported as of: 01 Dec 2023
Net transaction value: -$39,124
SEC form: 4
Accepted by SEC: 05 Dec 2023, 16:21:49 UTC
Prior SEC filing: 30 May 2023
Source filing: View source filing
Reporting owner signature: /s/ Denise Garrett For: Joseph O'Daniel

Key filing fact

Joseph O'Daniel filed Form 4 for Sphere 3D Corp. (ANY) on 05 Dec 2023.

Key facts

This page summarizes Joseph O'Daniel's Form 4 filing for Sphere 3D Corp. (ANY).
4 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 05 Dec 2023, 16:21.

Change

Previous filing in this sequence was filed on 30 May 2023.
Current net transaction value: -$39,124.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ANY transaction

Common Stock

Options Exercise

Transaction value
Shares: +28,572
Change %: +1883%
Price
Shares after: 30,089
Date: 01 Dec 2023
Ownership: Direct
Footnotes: F1, F2

ANY transaction

Common Stock

Tax liability

Transaction value: $5,714
Shares: -7,143
Change %: -24%
Price: $0.8000
Shares after: 22,946
Date: 01 Dec 2023
Ownership: Direct

ANY transaction

Common Stock

Sale

Transaction value: $33,410
Shares: -21,429
Change %: -93%
Price: $1.56
Shares after: 1,517
Date: 05 Dec 2023
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ANY transaction Derivative

Restricted Stock Unit (RSU)

Options Exercise

Transaction value
Shares: -28,572
Change %: -100%
Price
Shares after: 0
Date: 01 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 28,572
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Footnote F2

As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.55 to $1.58, inclusive.