Thomas G. Walker - 01 Dec 2023 Form 4 Insider Report for UNITED SECURITY BANCSHARES (UBFO)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
05 Dec 2023, 12:15:32 UTC
Prior SEC filing
01 Sep 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/S/ THOMAS G WALKER

Key filing fact

Thomas G. Walker filed Form 4 for UNITED SECURITY BANCSHARES (UBFO) on 05 Dec 2023.

Key facts

  • This page summarizes Thomas G. Walker's Form 4 filing for UNITED SECURITY BANCSHARES (UBFO).
  • 3 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 05 Dec 2023, 12:15.

Change

  • Previous filing in this sequence was filed on 01 Sep 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UBFO transaction

Common Stock

Options Exercise

Transaction value
Shares
+703
Change %
+47%
Price
Shares after
2,214
Date
01 Dec 2023
Ownership
Trust
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

UBFO transaction Derivative

Restricted Stock Unit

Award

Transaction value
Shares
+703
Change %
Price
Shares after
703
Date
01 Dec 2023
Ownership
Trust
Underlying class
Common Stock
Underlying amount
703
Exercise price
$7.99
Footnotes
F3
UBFO transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares
-703
Change %
-100%
Price
Shares after
0
Date
01 Dec 2023
Ownership
Trust
Underlying class
Common Stock
Underlying amount
703
Exercise price
$7.99
Footnotes
F3, F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on December 1, 2023.

Footnote F2

Shares are held in a trust where Mr. Walker serves as the trustee with voting power over the shares.

Footnote F3

Represents a grant of restricted stock units on December 1, 2023, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

Footnote F4

Represents common stock closing price on December 1, 2023.

Footnote F5

Represents the complete vesting of all restricted stock units granted on December 1, 2023.

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