Robert Swayman - 30 Nov 2023 Form 4 Insider Report for Red Violet, Inc. (RDVT)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
04 Dec 2023, 18:25:13 UTC
Prior SEC filing
13 Oct 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Robert Swayman

Key filing fact

Robert Swayman filed Form 4 for Red Violet, Inc. (RDVT) on 04 Dec 2023.

Key facts

  • This page summarizes Robert Swayman's Form 4 filing for Red Violet, Inc. (RDVT).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 04 Dec 2023, 18:25.

Change

  • Previous filing in this sequence was filed on 13 Oct 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RDVT transaction

Common Stock

Award

Transaction value
Shares
+9,000
Change %
+14%
Price
Shares after
73,066
Date
30 Nov 2023
Ownership
Direct
Footnotes
F1, F2, F3
RDVT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,083
Date
30 Nov 2023
Ownership
See Footnote
Footnotes
F4
RDVT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
8,000
Date
30 Nov 2023
Ownership
See Footnote
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

On November 30, 2023, the reporting person received a grant of 9,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of December 1, 2024, December 1, 2025 and December 1, 2026, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 5,000 RSUs for serving as a member of the Company's Board of Directors and 4,000 RSUs for serving on the Audit Committee.

Footnote F2

Includes 2,466 RSUs convertible into common stock originally granted on September 24, 2021. The RSUs vest on October 1, 2024, subject to accelerated vesting under certain conditions.

Footnote F3

Includes 6,000 RSUs originally granted on October 12, 2022. The RSUs vest in approximately two equal installments on each of November 1, 2024, and November 1, 2025, subject to accelerated vesting under certain conditions.

Footnote F4

Shares held through BSIG, LLC, of which Mr. Swayman is a member.

Footnote F5

Shares held by a family trust of which Mr. Swayman serves as co-trustee.

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