Key facts
- This page summarizes Ruben Kliksberg's Form 4 filing for Redwood Enhanced Income Corp..
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 04 Dec 2023, 15:34.
Ruben Kliksberg - 01 Dec 2023 Form 4 Insider Report for Redwood Enhanced Income Corp.
- Reporting relationship
- Co-Chairman and Co-President, Director
- Issuer ticker
- N/A
- Reported as of
- 01 Dec 2023
- Net transaction value
- +$843,750
- SEC form
- 4
- Accepted by SEC
- 04 Dec 2023, 15:34:52 UTC
- Prior SEC filing
- 03 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ruben Kliksberg
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Ruben Kliksberg filed Form 4 for Redwood Enhanced Income Corp. on 04 Dec 2023.
Change
- Previous filing in this sequence was filed on 03 May 2023.
- Current net transaction value: +$843,750.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
No ticker
transaction
Common Stock
Purchase
- Transaction value
- $843,750
- Shares
- +63,969
- Change %
- +13%
- Price
- $13.19
- Shares after
- 566,164
- Date
- 01 Dec 2023
- Ownership
- By RDK Family Investments LLC
- Footnotes
- F1, F2
No ticker
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,888
- Date
- 01 Dec 2023
- Ownership
- By Redwood Capital Management, LLC
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
On November 22, 2023, Redwood Enhanced Income Corp. (the "Company") issued a capital call notice to certain investors that have committed to purchase shares of Common Stock. Pursuant to such capital call notice, RDK Family Investments LLC was obligated to make a capital contribution of $843,750.00 on December 01, 2023. The number of shares reported is an estimate based on NAV per share as of September 30, 2023.
Footnote F2
The Reporting Person is a control person of RDK Family Investments LLC and, accordingly, has beneficial ownership over such shares.
Footnote F3
The Reporting Person holds all voting interests of Redwood Capital Management, LLC and therefore may be attributed beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.