Tuan Tran - 28 Nov 2023 Form 4 Insider Report for HP INC (HPQ)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
30 Nov 2023, 17:56:35 UTC
Prior SEC filing
12 Dec 2022
Next SEC filing
11 Dec 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Rick Hansen as Attorney-in-Fact for Tuan Tran

Key filing fact

Tuan Tran filed Form 4 for HP INC (HPQ) on 30 Nov 2023.

Key facts

  • This page summarizes Tuan Tran's Form 4 filing for HP INC (HPQ).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 30 Nov 2023, 17:56.

Change

  • Previous filing in this sequence was filed on 12 Dec 2022.
  • Current net transaction value: -$771,132.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HPQ transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+80,368
Change %
+129%
Price
$0.000000
Shares after
142,731
Date
28 Nov 2023
Ownership
Direct
Footnotes
F1
HPQ transaction

Common Stock

Tax liability

Transaction value
$771,132
Shares
-26,925
Change %
-19%
Price
$28.64
Shares after
115,806
Date
28 Nov 2023
Ownership
Direct
Footnotes
F2
HPQ holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,124
Date
28 Nov 2023
Ownership
By 401(k) Plan
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HPQ transaction Derivative

Performance Adjusted Restricted Stock Units

Options Exercise

Transaction value
Shares
-80,368
Change %
-100%
Price
Shares after
0
Date
28 Nov 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
80,368
Exercise price
Footnotes
F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Includes 898 shares acquired under HP's 2021 employee stock purchase plan on 4/28/2023.

Footnote F2

Shares withheld by HP to satisfy tax withholding upon vesting.

Footnote F3

Includes shares acquired and dividends earned through October 31, 2023 in the HP Inc. 401(k) Plan.

Footnote F4

Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

Footnote F5

As previously reported, on 12/7/2020 the reporting person was granted 58,559 PARSUs. On 11/28/2023, 73,375 PARSUs vested based on the achievement of certain earnings per share and total shareholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 6,993 vested dividend equivalent units.

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