Key facts
- This page summarizes SLJ Dynasty Trust's Form 4 filing for Goosehead Insurance, Inc. (GSHD).
- 5 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 29 Nov 2023, 18:33.
SLJ Dynasty Trust - 27 Nov 2023 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)
- Reporting relationship
- Member of 10% owner group, 10%+ Owner
- Issuer ticker
- GSHD
- Reported as of
- 27 Nov 2023
- Net transaction value
- -$2,085,316
- Reporting owner signature
- /s/ John O'Connor, Attorney-in-Fact for SLJ Dynasty Trust
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
SLJ Dynasty Trust filed Form 4 for Goosehead Insurance, Inc. (GSHD) on 29 Nov 2023.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$2,085,316.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GSHD
transaction
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -28,000
- Change %
- -16%
- Price
- $0.000000
- Shares after
- 151,246
- Date
- 27 Nov 2023
- Ownership
- Direct
- Footnotes
- F1
GSHD
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +28,000
- Change %
- Price
- $0.000000
- Shares after
- 28,000
- Date
- 27 Nov 2023
- Ownership
- Direct
- Footnotes
- F1
GSHD
transaction
Class A Common Stock
Sale
- Transaction value
- $2,062,819
- Shares
- -27,700
- Change %
- -99%
- Price
- $74.47
- Shares after
- 300
- Date
- 27 Nov 2023
- Ownership
- Direct
- Footnotes
- F1, F2
GSHD
transaction
Class A Common Stock
Sale
- Transaction value
- $22,497
- Shares
- -300
- Change %
- -100%
- Price
- $74.99
- Shares after
- 0
- Date
- 27 Nov 2023
- Ownership
- Direct
- Footnotes
- F1
GSHD
holding
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 370,442
- Date
- 27 Nov 2023
- Ownership
- Direct
- Footnotes
- F3
GSHD
holding
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 161,094
- Date
- 27 Nov 2023
- Ownership
- SLJ 2023 Grantor Retained Annuity Trust
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GSHD
transaction
Derivative
LLC Units in Goosehead Financial, LLC
Conversion of derivative security
- Transaction value
- $0
- Shares
- -28,000
- Change %
- -16%
- Price
- $0.000000
- Shares after
- 151,246
- Date
- 27 Nov 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 28,000
- Exercise price
- $0.000000
- Footnotes
- F1, F5
GSHD
holding
Derivative
LLC Units in Goosehead Financial, LLC
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 370,442
- Date
- 27 Nov 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 370,442
- Exercise price
- $0.000000
- Footnotes
- F3, F5
GSHD
holding
Derivative
LLC Units in Goosehead Financial, LLC
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 161,094
- Date
- 27 Nov 2023
- Ownership
- SLJ 2023 Grantor Retained Annuity Trust
- Underlying class
- Class A Common Stock
- Underlying amount
- 161,094
- Exercise price
- $0.000000
- Footnotes
- F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by the SLJ Dynasty Trust, in which Serena Jones has a pecuniary interest.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.95 to $74.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Footnote F3
Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Serena Jones.
Footnote F4
Reflects shares of Class B Common Stock or LLC Units, as applicable, held indirectly by Serena Jones, who serves as a trustee and whose immediate family members are beneficiaries of SLJ 2023 Grantor Retained Annuity Trust.
Footnote F5
Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.