Key facts
- This page summarizes Tina Perry's Form 4 filing for AVANTAX, INC..
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 29 Nov 2023, 15:23.
Tina Perry - 27 Nov 2023 Form 4 Insider Report for AVANTAX, INC.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 27 Nov 2023
- Net transaction value
- -$825,838
- SEC form
- 4
- Accepted by SEC
- 29 Nov 2023, 15:23:44 UTC
- Prior SEC filing
- 08 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Tabitha T. Bailey, as Attorney-in-Fact for Tina Perry
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Tina Perry filed Form 4 for AVANTAX, INC. on 29 Nov 2023.
Change
- Previous filing in this sequence was filed on 08 May 2023.
- Current net transaction value: -$825,838.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AVTA
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $825,838
- Shares
- -31,763
- Change %
- -100%
- Price
- $26.00
- Shares after
- 0
- Date
- 27 Nov 2023
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Tina Perry is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Pursuant to the Agreement and Plan of Merger, dated as of September 9, 2023 (as may be amended from time to time, the "Merger Agreement") by and among the Issuer, Aretec Group, Inc., a Delaware corporation ("Parent"), and C2023 Sub Corp., a Delaware corporation and a wholly-owned subsidiary of Parent ("Acquisition Sub"), effective November 27, 2023, among other things, Acquisition Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Parent.
Footnote F2
Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), these shares of the Issuer's common stock ("Common Stock") and restricted stock units of the Issuer that vest solely on the basis of time ("RSUs") were automatically canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the reported number of shares multiplied by (ii) $26.00 (less any required tax withholdings).
SEC remarks
Exhibit List: Exhibit 24-Power of Attorney