Lawrence K. Lin - 24 Nov 2023 Form 4 Insider Report for Ainos, Inc. (AIMD)

Reporting relationship: E.V.P. OF OPERATIONS
Issuer ticker: AIMD
Reported as of: 24 Nov 2023
Net transaction value: +$6,000
SEC form: 4
Accepted by SEC: 28 Nov 2023, 17:19:13 UTC
Prior SEC filing: 28 Dec 2021
Next SEC filing: 20 Feb 2024
Source filing: View source filing
Reporting owner signature: /s/ John Junyong Lee per POA for Lin, Lawrence K

Key filing fact

Lawrence K. Lin filed Form 4 for Ainos, Inc. (AIMD) on 28 Nov 2023.

Key facts

This page summarizes Lawrence K. Lin's Form 4 filing for Ainos, Inc. (AIMD).
4 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 28 Nov 2023, 17:19.

Change

Previous filing in this sequence was filed on 28 Dec 2021.
Current net transaction value: +$6,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AIMD transaction

Common Stock

Award

Transaction value: $6,000
Shares: +10,000
Change %: +22%
Price: $0.6000
Shares after: 54,504
Date: 24 Nov 2023
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AIMD transaction Derivative

Warrants

Award

Transaction value
Shares: +30,174
Change %
Price
Shares after: 30,174
Date: 24 Nov 2023
Ownership: owned by i2China
Underlying class: Warrants
Underlying amount: 30,174
Exercise price
Footnotes: F2

AIMD transaction Derivative

Options

Award

Transaction value
Shares: +11,111
Change %
Price
Shares after: 11,111
Date: 24 Nov 2023
Ownership: Direct
Underlying class: Options
Underlying amount: 11,111
Exercise price
Footnotes: F3

AIMD transaction Derivative

RSU

Award

Transaction value
Shares: +12,000
Change %
Price
Shares after: 12,000
Date: 24 Nov 2023
Ownership: Direct
Underlying class: RSU
Underlying amount: 12,000
Exercise price
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Reference is a made to a Special Stock Award pursuant to approval on October 11, 2023 by the Company's Board of Directors and Shareholders by Action by Written Consent. Prior to the Special Stock Award, Mr. Lin beneficially owned 44,504 common stock consisting of 16,947 held individually and 27,577 owned by i2China Management LLC of which Mr. Lin is the sole member.

Footnote F2

Reference is made to 30,174 shares reserved for warrants, beneficially owned by i2China on demand.

Footnote F3

Reference is made to 11,111 options vested from the Company's 2018 NQSOP.

Footnote F4

Reference is made to 12,000 RSUs that were granted on August 15, 2013 pursuant to the Company's 2023 Stock Incentive Plan. The RSUs vest in increments of 15% on 2/15/24, 15% on 8/15/24, 30% on 8/15/25, and 40% on 8/15/26 subject to normal and customary termination events.