Sitherwood Suzanne - 23 Nov 2023 Form 4 Insider Report for SPIRE INC (SR)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
27 Nov 2023, 20:05:54 UTC
Prior SEC filing
22 Nov 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Courtney Vomund as attorney in fact for Sitherwood Suzanne

Key filing fact

Sitherwood Suzanne filed Form 4 for SPIRE INC (SR) on 27 Nov 2023.

Key facts

  • This page summarizes Sitherwood Suzanne's Form 4 filing for SPIRE INC (SR).
  • 6 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 27 Nov 2023, 20:05.

Change

  • Previous filing in this sequence was filed on 22 Nov 2022.
  • Current net transaction value: +$1,683,998.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
119,741
Date
23 Nov 2023
Ownership
Irrevocable Trust
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SR transaction Derivative

Phantom Stock

Award

Transaction value
$348,077
Shares
+5,741
Change %
+6.1%
Price
$60.63
Shares after
100,353
Date
23 Nov 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,741
Exercise price
Footnotes
F2, F3
SR transaction Derivative

Phantom Stock

Award

Transaction value
$348,077
Shares
+5,741
Change %
+5.7%
Price
$60.63
Shares after
106,094
Date
23 Nov 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,741
Exercise price
Footnotes
F4
SR transaction Derivative

Phantom Stock

Award

Transaction value
$348,077
Shares
+5,741
Change %
+5.4%
Price
$60.63
Shares after
111,835
Date
23 Nov 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,741
Exercise price
Footnotes
F5
SR transaction Derivative

Phantom Stock

Award

Transaction value
$348,077
Shares
+5,741
Change %
+5.1%
Price
$60.63
Shares after
117,576
Date
23 Nov 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,741
Exercise price
Footnotes
F6
SR transaction Derivative

Phantom Stock

Award

Transaction value
$348,077
Shares
+5,741
Change %
+4.9%
Price
$60.63
Shares after
123,317
Date
23 Nov 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,741
Exercise price
Footnotes
F7
SR transaction Derivative

Phantom Stock

Tax liability

Transaction value
$56,386
Shares
-930
Change %
-0.75%
Price
$60.63
Shares after
122,387
Date
23 Nov 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
930
Exercise price
Footnotes
F8
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

Mr. Carl Bouckhaert (Ms. Sitherwood's partner) and Mr. Marc Dearth (no relation to Ms. Sitherwood) are co-trustees of this irrevocable trust. The beneficiaries of the trust are Mr. Bouckhaert and Ms. Sitherwood's heirs. Ms. Sitherwood has limited dispositive power over the shares and no voting power over the shares.

Footnote F2

Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,741 shares of performance contingent stock awarded to her. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2024 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.

Footnote F3

Ms. Sitherwood's total phantom shares has been corrected to include the additional shares that were inadvertently left out of her total on last year's Form 4 due to a typographical error in Column 5.

Footnote F4

Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,741 shares of performance contingent stock awarded to her. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2025 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.

Footnote F5

Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,741 shares of performance contingent stock awarded to her. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.

Footnote F6

Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,741 shares of performance contingent stock awarded to her. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.

Footnote F7

Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,741 shares of performance contingent stock awarded to her. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2028 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.

Footnote F8

Represents the number of shares of phantom stock withheld for the payment of taxes.

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