Karl R. Bostaph - 17 Nov 2023 Form 4 Insider Report for ASHLAND INC. (ASH)

Reporting relationship: SVP, OPERATIONS
Issuer ticker: ASH
Reported as of: 17 Nov 2023
Net transaction value: +$73,809
SEC form: 4
Accepted by SEC: 27 Nov 2023, 11:45:51 UTC
Prior SEC filing: 16 Nov 2023
Next SEC filing: 15 Nov 2024
Source filing: View source filing
Reporting owner signature: Serena S. Kenost, Attorney-in-Fact

Key filing fact

Karl R. Bostaph filed Form 4 for ASHLAND INC. (ASH) on 27 Nov 2023.

Key facts

This page summarizes Karl R. Bostaph's Form 4 filing for ASHLAND INC. (ASH).
11 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 27 Nov 2023, 11:45.

Change

Previous filing in this sequence was filed on 16 Nov 2023.
Current net transaction value: +$73,809.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

This filing has been restated. Open the amended filing.

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ASH transaction

Common Stock

Options Exercise

Transaction value: $21,378
Shares: +278
Change %: +5.7%
Price: $76.90
Shares after: 5,144
Date: 17 Nov 2023
Ownership: Direct
Footnotes: F1

ASH transaction

Common Stock

Tax liability

Transaction value: $8,228
Shares: -107
Change %: -2.1%
Price: $76.90
Shares after: 5,037
Date: 17 Nov 2023
Ownership: Direct
Footnotes: F1, F2

ASH transaction

Common Stock

Options Exercise

Transaction value: $29,068
Shares: +378
Change %: +7.5%
Price: $76.90
Shares after: 5,415
Date: 17 Nov 2023
Ownership: Direct
Footnotes: F1

ASH transaction

Common Stock

Tax liability

Transaction value: $11,227
Shares: -146
Change %: -2.7%
Price: $76.90
Shares after: 5,269
Date: 17 Nov 2023
Ownership: Direct
Footnotes: F1, F2

ASH transaction

Common Stock

Award

Transaction value: $31,683
Shares: +412
Change %: +8.5%
Price: $76.90
Shares after: 5,278
Date: 17 Nov 2023
Ownership: Direct
Footnotes: F1

ASH transaction

Common Stock

Tax liability

Transaction value: $769
Shares: -10
Change %: -0.19%
Price: $76.90
Shares after: 5,268
Date: 17 Nov 2023
Ownership: Direct
Footnotes: F1, F3

ASH transaction

Common Stock

Options Exercise

Transaction value: $19,345
Shares: +247
Change %: +4.7%
Price: $78.32
Shares after: 5,516
Date: 18 Nov 2023
Ownership: Direct
Footnotes: F1

ASH transaction

Common Stock

Tax liability

Transaction value: $7,440
Shares: -95
Change %: -1.7%
Price: $78.32
Shares after: 5,421
Date: 18 Nov 2023
Ownership: Direct
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ASH transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -278
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 17 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 278
Exercise price
Footnotes: F4, F5

ASH transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -378
Change %: -33%
Price: $0.000000
Shares after: 758
Date: 17 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 378
Exercise price
Footnotes: F4, F5

ASH transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -247
Change %: -50%
Price: $0.000000
Shares after: 248
Date: 18 Nov 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 247
Exercise price
Footnotes: F4, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Due to a delay in the receipt of information from the third party administrator, these transactions are being reported late.

Footnote F2

Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Footnote F3

Payment of tax liability by withholding securities incident to the vesting of Performance Share Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Footnote F4

Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

Footnote F5

Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.