ASHLAND INC. - 17 Nov 2023 Form 4/A - Amendment Insider Report for ASHLAND INC. (ASH)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4/A - Amendment
Accepted by SEC
22 Nov 2023, 18:15:39 UTC
Original report date
21 Nov 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Serena S. Kenost, Attorney-in-Fact

Key filing fact

ASHLAND INC. filed Form 4/A - Amendment for ASHLAND INC. (ASH) on 22 Nov 2023.

Key facts

  • This page summarizes ASHLAND INC.'s Form 4/A - Amendment filing for ASHLAND INC. (ASH).
  • 11 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 22 Nov 2023, 18:15.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: +$281,386.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ASH transaction

Common Stock

Options Exercise

Transaction value
$110,505
Shares
+1,437
Change %
+9.1%
Price
$76.90
Shares after
17,228
Date
17 Nov 2023
Ownership
Direct
Footnotes
F1
ASH transaction

Common Stock

Tax liability

Transaction value
$37,912
Shares
-493
Change %
-2.9%
Price
$76.90
Shares after
16,735
Date
17 Nov 2023
Ownership
Direct
Footnotes
F2
ASH transaction

Common Stock

Options Exercise

Transaction value
$71,594
Shares
+931
Change %
+5.6%
Price
$76.90
Shares after
17,666
Date
17 Nov 2023
Ownership
Direct
ASH transaction

Common Stock

Tax liability

Transaction value
$25,915
Shares
-337
Change %
-1.9%
Price
$76.90
Shares after
17,329
Date
17 Nov 2023
Ownership
Direct
Footnotes
F2
ASH transaction

Common Stock

Award

Transaction value
$163,566
Shares
+2,127
Change %
+12%
Price
$76.90
Shares after
19,456
Date
17 Nov 2023
Ownership
Direct
ASH transaction

Common Stock

Tax liability

Transaction value
$56,060
Shares
-729
Change %
-3.7%
Price
$76.90
Shares after
18,727
Date
17 Nov 2023
Ownership
Direct
Footnotes
F3
ASH transaction

Common Stock

Options Exercise

Transaction value
$87,092
Shares
+1,112
Change %
+5.9%
Price
$78.32
Shares after
19,839
Date
18 Nov 2023
Ownership
Direct
ASH transaction

Common Stock

Tax liability

Transaction value
$31,485
Shares
-402
Change %
-2%
Price
$78.32
Shares after
19,437
Date
18 Nov 2023
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ASH transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-1,437
Change %
-100%
Price
$0.000000*
Shares after
0
Date
17 Nov 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,437
Exercise price
Footnotes
F4, F5
ASH transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-931
Change %
-33%
Price
$0.000000
Shares after
1,863
Date
17 Nov 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
931
Exercise price
Footnotes
F4, F5
ASH transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-1,112
Change %
-50%
Price
$0.000000
Shares after
1,113
Date
18 Nov 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,112
Exercise price
Footnotes
F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

This amended Form 4 is filed to WITHDRAW the original Form 4, which was filed erroneously under this Reporting Person's CIK code.

Footnote F2

Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Footnote F3

Payment of tax liability by withholding securities incident to the vesting of Performance Share Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Footnote F4

Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

Footnote F5

Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

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